Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on September 9, 2016 indicate that Chicago-based Stifel Nicolaus & Company broker/adviser Steven Wine has been sanctioned by FINRA. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Wine (CRD# 1503868).
Steven Wine has spent 30 years in the securities industry and has been registered with Stifel Nicolaus & Company in Chicago, Illinois since 2014. Previous registrations include UBS Financial Services in Chicago, Illinois; Mesirow Investment Services; and Terra Securities. He is a registered broker and investment adviser with nine US states and territories: California, Florida, Illinois, Indiana, Louisiana, Mississippi, New York, Ohio, and Virginia. Continue reading →