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Terry XuPublicly available records published by the Financial Industry Regulatory Authority (FINRA) on December 2, 2016 indicate that former California-based USA Financial Services broker Terry Xu is currently not affiliated with any broker-dealer firm. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Xu (CRD# 5049038).

Terry Xu has spent ten years in the securities industry and was most recently registered with USA Financial Services in San Francisco, California (2016). He was previously registered with Thrivent Investment Management in San Francisco, California (2005-2016). Mr. Xu is currently not registered with any state or firm.

According to his BrokerCheck report, Terry Xu has received one customer complaint and is the subject of two pending regulatory investigations. He was also terminated from two prior employers.

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Steven ShirleyPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on December 2, 2016 indicate that Texas-based IMS Securities broker/adviser Steven Shirley is the subject of a pending customer dispute. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Shirley (CRD# 3233105).

Steven Shirley has spent fourteen years in the securities industry and has been registered with IMS Securities in Friendswood, Texas since 2002. He has no previous registrations. He is a registered broker and investment adviser with eleven US states and territories: Arkansas, California, Colorado, Florida, Georgia, Louisiana, Michigan, North Carolina, Oklahoma, Texas, and Washington.

According to his BrokerCheck report, Steven Shirley has received one pending customer complaint and one closed customer complaint.

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Phillip CheneyPublic records published by the Financial Industry Regulatory Authority (FINRA) on December 2, 2016 indicate that Massachusetts-based RBC Capital Markets broker/adviser Phillip Cheney is the subject of a pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Cheney (CRD# 2496092).

Phillip Cheney has spent 22 years in the securities industry and has been registered with RBC Capital Markets in Norwell, Massachusetts since 2003. Previous registrations include UBS Financial Services in Weehawken, New Jersey; Wachovia Securities in St. Louis, Missouri; Everen Securities; MetLife Securities in Springfield, Massachusetts; and Metropolitan Life Insurance Company in New York, New York. He is a registered broker and investment adviser with 22 US states and territories: Alabama, California, Colorado, Connecticut, Florida, Georgia, Illinois, Maine, Maryland, Massachusetts, Minnesota, New Hampshire, New Jersey, New Mexico, New York, Oregon, Pennsylvania, Rhode Island, Tennessee, Texas, Vermont, and Virginia.

According to his BrokerCheck report, Phillip Cheney has received one pending customer complaint.

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Leonard KinsmanPublic records published by the Financial Industry Regulatory Authority (FINRA) on December 2, 2016 indicate that New York-based Wells Fargo Advisors broker/adviser Leonard Kinsman has received resolved or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Kinsey (CRD# 2816535).

Leonard Kinsey has spent nineteen years in the securities industry and has been registered with Wells Fargo Advisors Financial Network in Staten Island, New York since 2014. Previous registrations include Merrill Lynch in Staten Island, New York; Wells Fargo Advisors in Red Bank, New Jersey; Citigroup Global Markets in Staten Island, New Jersey; Citicorp Investment Services in Staten Island, New York; Royal Hutton Securities, which has been expelled by FINRA, in New York, New York; Meyers Pollock Robbins, which has been expelled by FINRA, in New York, New York; and Argent Securities in Atlanta, Georgia. He is a registered broker and investment adviser with eight US states and territories: California, Connecticut, Florida, Nevada, New Jersey, New York, Pennsylvania, and Texas.

According to his BrokerCheck report, Leonard Kinsman has received two customer complaints and two pending customer complaints.

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Darrach BourkePublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on December 2, 2016 indicate that California-based Emerson Equity broker/adviser Darrach Bourke has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Bourke (CRD# 5255413).

Darrach Bourke has spent nine years in the securities industry and has been registered with Emerson Equity in Lakspur, California since May 2016. Previous registrations include Summit Brokerage Services in Larkspur, California; Stifel Nicolaus & Company in San Francisco, California; Stone & Youngberg in San Francisco, California; and UBS Financial Services in San Francisco, California. He is a registered broker and investment adviser with Louisiana and California.

According to his BrokerCheck report, Darrach Bourke has received three customer complaints.

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David KammPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on December 2, 2016 indicate that former Florida-based Raymond James & Associates broker David Kamm is currently not affiliated with any broker-dealer firm. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Kamm (CRD# 263644).

David Kamm has spent 46 years in the securities industry and was most recently registered with Raymond James & Associates in St. Augustine, Florida (1997-2016). Previous registrations include Smith Barney in New York, New York; Smith Barney in New York, New York; Lehman Brothers in New York, New York; Dean Witter Reynolds in Purchase, New York; WM C. Roney & Company; and Dupont Walston. He is currently not registered with any state or firm.

According to his BrokerCheck report, David Kamm has received five customer complaints.

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James FratelloPublic records published by the Financial Industry Regulatory Authority (FINRA) on December 2, 2016 indicate that Massachusetts-based H. Beck broker/adviser James Fratello has been the subject of a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Fratello (CRD# 600660).

James Fratello has spent 42 years in the securities industry and has been registered with H. Beck in Norwell, Massachusetts since 1989. Previous registrations include Commonwealth Equity Services; Glicoa Associates; Putnam Fund Distributors; CG Equity Sales Company; John Hancock Distributors; and John Hancock Mutual Life Insurance Company. He is a registered broker and investment adviser with fourteen US states and territories: California, Colorado, Connecticut, Florida, Illinois, Indiana, Maryland, Massachusetts, New York, Oregon, Rhode Island, Tennessee, Vermont, and Virginia.

According to his BrokerCheck report, James Fratello has received one customer complaint and two judgments or liens.

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Michael Kuczinski Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on December 2, 2016 indicate that New Jersey-based H. Beck broker/adviser Michael Kuczinski has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Kuczinski (CRD# 2299255).

Michael Kuczinski has spent 23 years in the securities industry and has been registered with H. Beck in Millstone Township, New Jersey since September 2015. Previous registrations include Voya Financial Advisors in Millstone Township, New Jersey; Royal Alliance Associates in Millstone Township, New Jersey; United Securities Alliance in Millstone Township, New Jersey; Geneos Wealth Management in Denver, Colorado; Walnut Street Securities in El Segundo, California; Investors Capital in Lynnfield, Massachusetts; and NYLife Securities in New York, New York. He is a registered broker and investment adviser with four US states and territories: Florida, New Hampshire, New Jersey, and New York.

According to his BrokerCheck report, Michael Kuczinski has received three customer complaints.

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William GillisPublic available records provided by the Financial Industry Regulatory Authority (FINRA) on December 1, 2016 indicate that former Seattle-based National Securities broker William Gillis, also known as Bill Gillis, is currently not affiliated with any broker-dealer firm. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Gillis (CRD# 1198878).

William Gillis has spent 28 years in the securities industry and was most recently registered with National Securities Corporation in Seattle, Washington (2008-2015). Previous registrations include Wachovia Securities in Seattle (2001-2008); CIBC World Markets in New York, New York (1988-2001); and E.F. Hutton & Company (1986-1988). He is currently not registered with any state or firm.

According to his BrokerCheck report, William Gillis has been the subject of seven customer complaints and eight pending customer complaints.

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Robert Murray IIIPublicly available records published by the Financial Industry Regulatory Authority (FINRA) on December 1, 2016 indicate that New York-based Joseph Stone Capital broker Robert Murray III has received resolved or pending customer disputes. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Murray (CRD# 3036275).

Robert Murray has spent sixteen years in the securities industry and has been registered with Joseph Stone Capital in Mineola, New York since July 2016. Previous registrations include Spartan Capital Securities in New York, New York (2012-2016); Rockwell Global Capital in Melville, New York; Summit Brokerage Services in Amityville, New York; Vanguard Capital in Massapequa, New York; New Castle Financial Services, which has been expelled by FINRA, in Melville, New York; Benson York Group, which has been expelled by FINRA, in Melville, New York Vanguard Capital in Del Mar, California; and HD Brous & Company in Great Neck, New York. He is a registered broker in twenty US states and territories: Arkansas, California, Connecticut, the District of Columbia, Indiana, Iowa, Kansas, Louisiana, Minnesota, Mississippi, Nebraska, Nevada, New York, Ohio, Oklahoma, Pennsylvania, South Dakota, Texas, the Virgin Islands, and Virginia.

According to his BrokerCheck report, Robert Murray has received one customer complaint and one pending customer complaint.