Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on October 18, 2017 indicate that California-based Ameriprise Financial Services broker/adviser Howard Niemoeller has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Niemoeller (CRD# 4744450).
Howard Niemoeller has spent 13 years in the securities industry and has been registered with Ameriprise Financial Services in Irvine, California since 2004. He was previously registered with IDS Life Insurance Company in Minneapolis, Minnesota (2004-2006). He has passed two securities industry examinations: Series 66 (Uniform Combined State Law Examination) and Series 7 (General Securities Representative Examination). He is a registered broker and investment adviser with eight US states and territories: Alabama, Arizona, California, Colorado, Kansas, Oregon, Texas and Washington.
According to his FINRA BrokerCheck report, he has received one pending customer complaint in connection to his employment at Ameriprise Financial Services.