Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 20, 2018 indicate that Louisiana-based International Assets Advisory broker/adviser Robert Alvarez was discharged from a former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Alvarez (CRD# 2242198).
Robert Alvarez has spent 16 years in the securities industry and has been registered with International Assets Advisory in Metairie, Louisiana since 2014. Previous registrations include LPL Financial in Metairie, Louisiana (2013); Ameriprise Financial Services in Metairie, Louisiana (2000-2013); and IDS Life Insurance Company in Minneapolis, Minnesota (2000-2006). He has passed two securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on June 4, 2002, and Series 7 (General Securities Representative Examination), which he obtained on July 13, 2000. He is a registered broker and investment adviser with 11 US states: California, Delaware, Florida, Georgia, Louisiana, Mississippi, New Jersey, New York, Ohio, Pennsylvania, and Texas.
According to his BrokerCheck report, he has received three customer complaints that were closed or denied, was discharged from a former employer in connection to alleged rule violations, and resigned from another former employer in connection to alleged rule violations.