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Mark SumsionPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 22, 2017 indicate that former Utah-based First Western Advisors broker/adviser Mark Sumsion has been the subject of customer disputes and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Sumsion (CRD# 1812582).

Mark Sumsion has spent 28 years in the securities industry and was most recently registered with First Western Advisors in Provo, Utah; (2012-2017). Previous registrations include Liberty Partners Financial Services in Provo, Utah; Stonehurst Securities in Provo, Utah; Brecek & Young Advisors in Provo, Utah; Rydex Distributors in Rockville, Maryland; Freedom Financial in Omaha, Nebraska; Securities Service Network in Knoxville, Tennessee; Securities America in La Vista, Nebraska; and Shearson Lehman Hutton in New York, New York. He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received two customer complaints.

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Mitchell BehmPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 23, 2017 indicate that former Colorado-based Raymond James Financial Services broker/adviser Mitchell Behm has been the subject of a customer dispute and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Behm (CRD# 2828588).

Mitchell Behm has spent nineteen years in the securities industry and was most recently registered with Raymond James Financial Services in Lakewood, Colorado (2016-2017). Previous registrations include Edward Jones in Denver, Colorado; Linsco/Private Ledger Corporation in Denver, Colorado; Charles Schwab & Company in San Francisco, California; Merrill Lynch in New York, New York; and Edward D. Jones & Company in St. Louis, Missouri. He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); and Series 24 (General Securities Principal Examination). He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received one customer complaint and two denied customer complaints.

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Sandra McKoyPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 21, 2017 indicate that Florida-based Citigroup Global Markets broker/adviser Sandra McKoy has received a customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. McKoy (CRD# 2954755).

Sandra McKoy has spent 19 years in the securities industry and has been registered with Citigroup Global Markets in Tamarac, Florida since May 2017. She was previously registered with Suntrust Investment Services in Lauderdale Lakes, Florida (1997-2017). She has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), Series 63 (Uniform Securities Agent State Law Examination), Series 26 (Investment Company Products/Variable Contracts Principal Examination) and Series 7 (General Securities Representative Examination). She is a registered broker and investment adviser with seven US states and territories: California, Connecticut, Florida, Georgia, Massachusetts, New Jersey and New York.

According to her BrokerCheck report, she has received one customer complaint and one denied customer complaint.

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Keith Fontenot

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 21, 2017 indicate that Louisiana-based Wells Fargo Clearing Services broker/adviser Keith Fontenot has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Fontenot (CRD# 2296303).

Keith Fontenot has spent 24 years in the securities industry and has been registered with Wells Fargo Clearing Services in Lafayette, Louisiana since 2003. He was previously registered with Prudential Securities in New York, New York (1993-2003). He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), Series 63 (Uniform Securities Agent State Law Examination), and Series 7 (General Securities Representative Examination). He is a registered broker and investment adviser with thirteen US states and territories: Alabama, Arizona, California, Florida, Georgia, Kentucky, Louisiana, Mississippi, Ohio, Oklahoma, Tennessee, Texas and Utah.

According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint.

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Dominic TropianoPublic records provided by the Financial Industry Regulatory Authority (FINRA) on June 21, 2017 indicate that former Ohio-based America Northcoast Securities broker Dominic Tropiano has received several pending customer disputes and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Tropiano (CRD# 4761462).

Dominic Tropiano has spent 10 years in the securities industry and was most recently registered with America Northcoast Securities in Cleveland, Ohio (2016). Previous registrations include Key Investment Services in Chagrin Falls, Ohio; Natcity Investments in Cleveland, Ohio; and McDonald Investments in Cleveland, Ohio. Series 66 (Uniform Combined State Law Examination); Series 31 (Futures Managed Funds Examination); and Series 7 (General Securities Representative Examination). He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received six pending customer complaints.

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Patrick HowellPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 21, 2017 indicate that Connecticut-based MML Investors Services broker/adviser Patrick Howell has been named in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Howell (CRD# 4759452).

Patrick Howell has spent 11 years in the securities industry and has been registered with MML Investors Services in Hamden, Connecticut since May 2017. Previous registrations include Ameriprise Financial Services in Troy, Michigan (2014-2015); Royal Alliance Associates in Birmingham, Michigan (2009-2014); Sigma Financial Corporation in Birmingham, Michigan (2009); National Planning Corporation in Novi, Michigan (2006-2009); and Investors Capital Corporation in Bingham Farms, Michigan (2004-2006). He has passed three securities industry examinations: Series 66 (Uniform Combined State Law Examination); Series 63 (Uniform Securities Agent State Law Examination); and Series 7 (General Securities Representative Examination). He is a registered broker and investment adviser with two US states: Connecticut and Michigan.

According to his BrokerCheck report, he has received one pending customer complaint.

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Scott OlsonPublic records provided by the Financial Industry Regulatory Authority (FINRA) on June 21, 2017 indicate that Florida-based Financial West Group broker/adviser Scott Olson has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Olson (CRD# 711256).

Scott Olson has spent 36 years in the securities industry and has been registered with Financial West Group in Melbourne, Florida since 2014. Previous registrations include Merrimac Corporate Securities in Melbourne, Florida World Equity Group in Melbourne, Florida; Mutual Service Corporation in Melbourne, Florida; Eisner Securities in St. Louis, Missouri; SunAmerica Securities in Phoenix, Arizona; Cambridge Investment Research in Fairfield, Iowa; and Securities Service Network in Knoxville, Tennessee. He is a registered broker and investment adviser with 15 US states and territories.

According to his BrokerCheck report, he has received two customer complaints and one pending customer complaint.

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Alex MuscatiPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 21, 2017 indicate that Florida-based Morgan Stanley broker/adviser Alex Muscati has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Muscati (CRD# 2311373).

Alex Muscati has spent 23 years in the securities industry and has been registered with Morgan Stanley in Palm Harbor, Florida since 2012. Previous registrations include Merrill Lynch in Clearwater, Florida; Wachovia Securities in St. Louis, Missouri; Prudential Securities in New York, New York; Salomon Smith Barney in New York, New York; American Express Financial Advisors in Minneapolis, Minnesota; IDS Life Insurance Company in Minneapolis, Minnesota; and Chatfield Dean & Company in Greenwood Village, Colorado. He is a registered broker and investment adviser with 29 US states and territories.

According to his BrokerCheck report, he has received three customer complaints and one pending customer complaint.

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Joseph CotterPublicly available records published by the Financial Industry Regulatory Authority (FINRA) on June 20, 2017 indicate that former North Carolina-based Petersen Investments broker Joseph Cotter has been named in a FINRA investigation and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Cotter (CRD# 1263122).

Joseph Cotter has spent 32 years in the securities industry and was most recently registered with Petersen Investments in Charlotte, North Carolina (2016-2017). Previous registrations include Next Financial Group in Charlotte, North Carolina; American Municipal Securities in Charlotte, North Carolina; Scott & Stringfellow in Richmond, Virginia; Wachovia Securities in Charlotte, North Carolina; Prudential Securities in New York, New York; Painewebber in Weehawken, New Jersey; and Dean Witter Reynolds. He is currently not affiliated with any broker-dealer firm.

According to his BrokerCheck report, Joseph Cotter has received two customer complaints and was named in a pending FINRA investigation.

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Pete KlaasPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 20, 2017 indicate that Nevada-based Cetera Advisor Networks broker/adviser Pete Klaas has been named in a pending regulatory complaint. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Klaas (CRD# 2381681).

Pete Klaas has spent 23 years in the securities industry and has been registered with Cetera Advisor Networks in Las Vegas, Nevada since April 2017. Previous registrations include Allegis Investment Services in South Jordan, Utah; Signator Financial Services in Idaho Falls, Idaho; LPL Financial in Idaho Falls, Idaho; Financial Network Investment Corporation in Idaho Falls, Idaho; Edward Jones in St. Louis, Missouri; Cuna Brokerage Services in Waverly, Iowa; WMA Securities in Duluth, Georgia; and Fidelity Brokerage Services in Smithfield, Rhode Island. He has passed four securities industry examinations: 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); and Series 24 (General Securities Principal Examination). He is a registered broker and investment adviser with Idaho and Nevada.

According to his BrokerCheck report, he has received three customer complaints, three pending customer complaints and one pending regulatory complaint.