Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on December 14, 2017 indicate that former Florida-based Invest Financial Corporation broker/adviser Roger Kroeger has been charged with theft, money laundering, and other alleged felonies. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Kroeger (CRD# 1526864).
Roger Kroeger has spent 30 years in the securities industry and was most recently registered with Invest Financial Corporation in Fort Lauderdale, Florida (1990-2017). Previous registrations include Glenfed Brokerage Services in Glendale, California (1989-1990) and Shearson Lehman Hutton (1986-1988). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on July 31, 1986, and Series 7 (General Securities Representative Examination), which he obtained on July 19, 1986. He is currently not registered with any state or firm.
According to his BrokerCheck report, Roger Kroeger was discharged from his former employer in connection to alleged rule violations and has received pending felony charges.