Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 22, 2017 indicate that former Utah-based First Western Advisors broker/adviser Mark Sumsion has been the subject of customer disputes and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Sumsion (CRD# 1812582).
Mark Sumsion has spent 28 years in the securities industry and was most recently registered with First Western Advisors in Provo, Utah; (2012-2017). Previous registrations include Liberty Partners Financial Services in Provo, Utah; Stonehurst Securities in Provo, Utah; Brecek & Young Advisors in Provo, Utah; Rydex Distributors in Rockville, Maryland; Freedom Financial in Omaha, Nebraska; Securities Service Network in Knoxville, Tennessee; Securities America in La Vista, Nebraska; and Shearson Lehman Hutton in New York, New York. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received two customer complaints.