Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on December 1, 2016 indicate that New York-based Joseph Stone Capital broker Robert Murray III has received resolved or pending customer disputes. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Murray (CRD# 3036275).
Robert Murray has spent sixteen years in the securities industry and has been registered with Joseph Stone Capital in Mineola, New York since July 2016. Previous registrations include Spartan Capital Securities in New York, New York (2012-2016); Rockwell Global Capital in Melville, New York; Summit Brokerage Services in Amityville, New York; Vanguard Capital in Massapequa, New York; New Castle Financial Services, which has been expelled by FINRA, in Melville, New York; Benson York Group, which has been expelled by FINRA, in Melville, New York Vanguard Capital in Del Mar, California; and HD Brous & Company in Great Neck, New York. He is a registered broker in twenty US states and territories: Arkansas, California, Connecticut, the District of Columbia, Indiana, Iowa, Kansas, Louisiana, Minnesota, Mississippi, Nebraska, Nevada, New York, Ohio, Oklahoma, Pennsylvania, South Dakota, Texas, the Virgin Islands, and Virginia.
According to his BrokerCheck report, Robert Murray has received one customer complaint and one pending customer complaint.
In November 2015 a customer alleged Robert Murray, while employed at Spartan Capital Securities, recommended unsuitable investments that resulted in losses. The customer is seeking $31,700 in damages in the pending complaint.
In 2014 the Internal Revenue Service filed a tax lien totaling $86,614 against Robert Murray. The lien remains outstanding.
In 2012 the New York State Department of Taxation and Finance filed a tax lien totaling $34,143.61 against him. The lien remains outstanding.
In 20114 the Internal Revenue Service filed a tax lien exceeding $422,600 against him Murray. The lien remains outstanding.
In 2004 a customer alleged Robert Murray, while employed at Benson York Group, effected unauthorized and excessive and transactions. The complaint settled in 2005 for $23,715.
If you have complaints regarding Robert Murray III, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recoup your losses. All cases are taken on a contingency basis: Fitapelli Kurta only receives payment if and when you recover money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.