Randall Edwards has been in the securities industry for 20 years. During those 20 years he has worked for 11 different broker-dealer firms, including, LPL Financial where he worked from 2008 to 2009.
In 2009 Randall Edwards was terminated from LPL for violating LPL’s policy as it relates to using discretion in variable annuity subaccounts.
On September 15, 2011 Edwards entered into an AWC relating to the subject of his termination at LPL. According to the AWC, while employed at LPL, Edwards reallocated the funds in five variable annuities without obtaining the customer’s consent or authorization. Edwards was fined $5,000 and suspended for from FINRA for 10 business days.
Randal Edwards began working for Argentus Securities after being terminated from LPL and worked there until February 2014. He is currently employed by IFS Securities in Atlanta, Georgia.