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Broker Complaints: Blackwall Capital Markets (CRD# 144403)

Blackwall Capital Markets has a history of customer and regulatory complaints. Blackwall Capital Markets is a licensed broker-dealer registered with FINRA, or the Financial Industry Regulatory Authority. The firm maintains two offices – one in New York and one in Florida.

Customer complaints against Blackwall Capital Markets Inc. are governed by FINRA, or the Financial Industry Regulatory Authority. As a FINRA member firm, Blackwall Capital Markets Inc. must arbitrate all customer initiated complaints before FINRA. Our law firm exclusively litigates FINRA arbitrations on behalf of investors who were the victim of negligent or wrongful conduct by brokerage firms and stockbrokers. We are currently investigating complaints against Blackwall Capital Markets and are interested in hearing from investors who may have lost money at the firm.

Blackwall Capital Markets has a history of employing brokers with long and egregious histories of customer complaints. Below are examples of some of the more egregious brokers who are or were employed by Blackwall Capital Markets:

  • Salvatore Gioe is a Blackwall Capital Markets broker based in the firm’s New York City office. Salvatore Gioe has ten previously disclosed customer complaints on his securities license, including complaints filed against him by our law firm. In addition, Sal Gioe has one disclosed regulatory investigation and was previously employed by two firms that were expelled from FINRA membership.

  • Omar Hassan is a Blackwall Capital Markets broker based in their New York City office. Omar Hassan has three prior disclosed customer complaints and was previously employed by a firm that was expelled from membership by FINRA.

  • Steve Morris is a Blackwall Capital Markets broker based in New York City. Steve Morris has four previous customer complaints on his securities license according to FINRA.

  • Wayne Raymond is a Blackwall Capital Markets broker based in New York City. He has two criminal disclosures as well as four prior customer complaints, including a complaint filed against him by our law firm.

  • Christopher Veale is a former Blackwall Capital Markets broker based in New York City. Christopher Veale has twelve previously disclosed customer complaints, four disclosed regulatory complaints, two disclosed investigations, one criminal disclosure and six judgments.

  • Ronen Zakai is a former Blackwall Capital Markets broker who was based in their New York City office. Ronen Zakai was indicted in 2013 on securities fraud and grand larceny charges. In addition to this criminal activity, he has two prior customer initiated complaints and three other pending regulatory actions indicated on his securities license.

If you or someone you know lost money investing with Blackwall Capital Markets Inc. please contact the investment fraud attorney at Fitapelli Kurta today. Our firm will evaluate your complaint against Blackwall Capital Markets for free, and, if appropriate, will aggressively prosecute an action against the firm on your behalf. Do not delay – speak to an attorney now.