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Broker Complaints: Performance Trust Capital Partners, LLC (CRD# 36155)

The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Illinois-based brokerage and advisory firm Performance Trust Capital Partners, LLC (CRD# 36155).

Formed in Illinois in 2006, Performance Trust Capital Partners is headquartered in Chicago, Illinois and registered in 51 US states and territories. Richard Scott Berg is Chief Executive Officer; David Floyd Wilding is Chief Compliance Officer and General Counsel; Philip Mark Nussbaum is Senior Vice President, Chairperson, and Secretary; James Varland Lorentsen is Chief Financial Officer and Treasurer; Jason Alan Elder is Managing Director.

In 2015 the Financial Industry Regulatory Authority (FINRA) sanctioned Performance Trust Capital Partners following allegations the firm failed to report transactions within 15 minutes of execution. Performance Trust Capital Partners was censured and issued a fine of $7,500.

In 2014 FINRA sanctioned Performance Trust Capital Partners following allegations the firm failed to report transactions within 15 minutes of execution. Performance Trust Capital Partners was censured and issued a fine of $20,000.

In 2008 FINRA sanctioned Performance Trust Capital Partners following allegations the firm failed to report information regarding municipal securities transactions within 15 minutes of the trades. Performance Trust Capital Partners was censured and issued a fine of $7,500.

In 1999 the Vermont Securities Division sanctioned Performance Trust Capital Partners following allegations the firm executed unauthorized transactions in the State of Vermont. Performance Trust Capital Partners was issued a fie of $10,000.

If you have complaints regarding Performance Trust Capital Partners, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recover your losses. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you recover money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.