Published on:

Broker Complaints: Nations Financial Group, Inc. (CRD# 44181)

Securities and investment fraud attorneys at Fitapelli Kurta are interested in speaking to investors who have complaints regarding Nations Financial Group, or any of its brokers.

Nations Financial Group is an independent broker-dealer firm. Nations Financial Group was incorporated under the laws of Iowa in 1997 and its main office is located in 4000 River Ridge Dr. NE, Cedar Rapids, Iowa. Nations Financial Group is registered with both the SEC and FINRA and has offices in 51 U.S. states and territories. Nations Financial Group has approximately 56 brokers and manages over 2,500 accounts.

In August 2011 a FINRA arbitration panel awarded a customer over $230,000 against Nations Financial Group. The complaint stemmed from Nations Financial Group misrepresenting material facts related to an investment.

In October 2010 Nations Financial Group paid $225,000 when it was discovered a former registered representative had forged or altered a check.

If you or someone you know has lost money investing with Nations Financial Group or one of its brokers, you may be entitled to full recovery of your losses. The attorneys at Fitapelli Kurta prosecute cases on behalf of investors like you who have lost money as a result of unsuitable investments. These cases are taken on a contingency fee basis only, which means our firm will not receive any compensation whatsoever unless and until you recover money.

Cases are filed with the Financial Industry Regulatory Authority (FINRA) and will submit to arbitration. Fitapelli Kurta has filed hundreds of cases before FINRA and has recovered millions on behalf of investors who have fallen victim to broker misconduct. Do not delay. Call 877 – 238 – 4175 to speak directly to an attorney and further discuss the merits of your case.

Our consultations are always free.

Call 877 – 238 – 4175 now.

As a note to investors, Nations Financial Group also goes by the following names: FRONTIER INVESTMENT SERVICES, NATIONAL BROKERAGE SERVICES, INC