Published on:

Broker Complaints: Network 1 Financial Securities, Inc. (CRD# 13577)

The securities and investment fraud law firm, Fitapelli Kurta, is interested in speaking to investors who have complaints regarding Network 1 Financial Securities, Inc. or its brokers.

Network 1 Financial Securities, Inc. is an independent broker-dealer firm incorporated under the laws of Texas. Network 1 Financial Securities, Inc. was incorporated in 1983. Network 1 Financial Securities, Inc.’s main office is located in Red Bank, New Jersey. Network 1 Financial Securities, Inc. is registered with both the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Network 1 Financial Securities, Inc. has offices in 47 US. states and territories.

In 2011 Network 1 Financial Securities, Inc. was fined $12,500 for failing to report numerous over-the-counter equity securities transactions.

In 2010 Network 1 Financial Securities, Inc. was fined $10,000 for failing to immediately execute market orders.

In 2007 Network 1 Financial Securities, Inc. was fined $100,000 when one of its brokers attempted to convince one of its customers, who was a controlling shareholder of a company, to sell Network 1 Financial Securities, Inc. more shares of the company’s stock than was permitted.

If you or someone you know has lost money investing in Network 1 Financial Securities, Inc. call the attorneys at Fitapelli Kurta at 877-238-4175 now for your free consultation.  You may be able to recover your losses.

Our cases are taken on a contingency fee basis, which means we do not get paid unless you recover money.

Time is of the essence, so do not delay. Call 877-238-4175 to speak to an attorney for free.