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Summit Broker, Robin Davis: Customer Complaints

shutterstock_164764706The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Florida-based Summit broker/adviser Robin Davis (CRD# 1325295).

Robin Davis has spent thirty years in the securities industry and has been registered with Summit Brokerage Services in Stuart, Florida since 2009. Previous registrations include Mutual Service Corporation in Stuart, Florida (1988-2009) and First Investors Corporation (1984-1988).

According to his BrokerCheck report, Robin Davis is the subject of five customer complaints, one pending customer complaint, and three regulatory sanctions.

In 2014 a customer alleged Robin Davis, while employed at Mutual Service Corporation, made unsuitable investment recommendations. The complaint settled in 2015 for $66,000.

In 2013 the North Carolina Department of Insurance sanctioned Robin Davis, while he was employed at Summit Brokerage Services, following allegations he violated North Carolina law and failed to report the final disposition of an administrative proceeding. Mr. Davis was issued a fine of $250.

In 2013 the State of Florida sanctioned Robin Davis, while he was employed at Summit Brokerage Services, following allegations he failed to renew an agency license and failed to report an administrative action. Mr. Davis was issued a fine of $5,000.

In 2012 the State of Georgia sanctioned Robin Davis, while he was employed at Summit Brokerage Services, following allegations he failed to correctly answer a question on an application for an insurance license. Mr. Davis was issued a fine of $300.

In 2004 a customer alleged Robin Davis, while employed at Mutual Service Corporation, recommended an unsuitable investment. The complaint settled in 2005 for $44,000.

In 2004 a customer alleged Robin Davis, while employed at Mutual Service Corporation, breached his fiduciary duty, acted negligently, and made unsuitable investment recommendations. The complaint settled in 2006 for $155,000.

In 2003 a customer alleged Robin Davis, while employed at Mutual Service Corporation, made unsuitable investment recommendations. The complaint settled in 2005 for $13,750.

In 2001 a customer alleged Robin Davis, while employed at Davis Financial Group, made an unsuitable recommendation, failed to follow instructions, and executed unauthorized trades. The complaint resulted in an award to the customer of $275,000.

If you have lost money investing with Robin Davis, you may be entitled to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: we only get paid if and when you recover money. You may have a limited window to file your claim, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.