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Commonwealth Broker John Bowman has Complaints

John BowmanAccording to records provided by the Financial Industry Regulatory Authority (FINRA), former Connecticut-based Commonwealth Financial Network broker John Bowman is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Mr. Bowman (CRD# 1514826).

John Bowman has spent 28 years in the securities industry and was most recently registered with Commonwealth Financial Network in Stratford, Connecticut (1990-2015). Previous registrations include Zahorik Company in Pasadena, California (2003); Fairport Capital in Scottsdale, Arizona (1990); Resource Brokerage (1988-1990); William M. Cadden & Company (1987-1988); First Eastern Equity (1986-1987); and Sperber Adams & Company (1986). He is currently not registered with any state or firm.

According to his BrokerCheck report, John Bowman is the subject of three customer complaints.

In 2014 a customer alleged John Bowman, while employed at Commonwealth Financial Network, misrepresented and recommended unsuitable private placements. The complaint settled in September 2015 for $50,000.

In 2014 a customer alleged John Bowman, while employed at Commonwealth Financial Network, recommended unsuitable private placements. The complaint settled in June 2015 for $40,000.

In 2013 a customer alleged John Bowman, while employed at Commonwealth Financial Network, sold unsuitable private placements. The complaint settled in December 2015 for $44,000.

If you have complaints regarding John Bowman, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recoup your losses. All cases are taken on contingency: we only receive payment if and when you recover money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.