The securities and investment fraud law firm is interested in speaking to investors who have complaints regarding California-based Independent Financial Group broker/adviser Shao-Tsung “Lewis” Tseng (CRD# 5704440).
According to his BrokerCheck report, Shao-Tsung “Lewis” Tseng has been discharged from his position at Independent Financial Group, LLC.
Shao-Tsung “Lewis” Tseng has spent five years in the securities industry and has been registered with Independent Financial Group in Sunnyvale, California since October 2015. Previous registrations include Voya Financial Services in Cupertino, California (2015); Park Avenue Securities in San Jose, California (2010-2015); and World Group Securities in Sunnyvale, California (2009-2010). He is a registered broker and investment adviser in two US states: California and New York.
In October 2015 Shao-Tsung “Lewis” Tseng was “permitted to resign” from his position at Voya Financial Advisors in Cupertino, California following allegations he used an unapproved email address and submitted transaction paperwork “on behalf of a representative who was suspended by the firm at the time the paperwork was submitted.” At the time of his resignation, Shao-Tsung “Lewis” Tseng was already subject to “heightened supervision” as a result of the allegations in question.
If you have complaints regarding or have lost money investing with Shao-Tsung “Lewis” Tseng, you may be entitled to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. Fitapelli Kurta takes every case are taken on a contingency basis, which means Fitapelli Kurta only gets paid if and when you collect money. By law there may be a limited window to file your claim, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.