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Broker, Christopher Cervino Pending Complaint

shutterstock_212979097The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding New York-based Primary Capital broker Christopher Cervino (CRD# 2778817).

Christopher Cervino has spent eighteen years in the securities industry and has been registered with Primary Capital in New York, New York since 2014. Previous registrations include COR Clearing in Edison, New Jersey (2013-2014); Wilson-Davis & Company in Salt Lake City, Utah (2012-2013); Delaney Equity Group in Palm Beach Gardens, Florida (2011); GFI Securities in New York, New York (2010-2011); Lighthouse Financial Group in New York, New York (2008-2010); RBC Professional Trader Group in New York, New York (2008); RBC Capital Markets in New York, New York (2007-2008); Carlin Equities in New York, New York (2002-2007); Ladenburg Thalmann & Company in New York, New York (2000-2002); Sharpe Capital in New York, New York (1998-2000); and HJ Meyers & Company in Rochester, New York (1996-1998). Two of his former employers, Sharpe Capital and HJ Meyers & Company, have since been expelled by the Financial Industry Regulatory Authority (FINRA). He is a registered broker and investment adviser in seven US states: California, Colorado, Delaware, Florida, Nevada, New Jersey, and New York.

According to his BrokerCheck report, Christopher Cervino is the subject of one pending customer complaint and was discharged from his position at COR Clearing.

In September 2015 a customer alleged Christopher Cervino, while employed at COR Clearing, failed to adhere to opening and failed to supervise accounts in connection to the promotion of VGTEL stock. The customer is seeking $495,000 in damages in the pending complaint.

In 2014 Christopher Cervino was terminated from COR Clearing following allegations he executed unauthorized transactions in a customer’s account.

If you or someone you know has lost money investing with Christopher Cervino, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recoup your losses. We accept all cases on contingency: Fitapelli Kurta only gets paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.