Published on:

Oppenheimer Broker, Jorge Montealegre: Complaints

The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Florida-based Oppenheimer broker/adviser Jorge Montealegre (CRD# 1799139).

Jorge Montealegre has spent 27 years in the securities industry and has been registered with Oppenheimer & Company in Miami, Florida since 2007. Previous registrations include UBS International in Coral Gables, Florida (2002-2007); UBS Painewebber in Weehawken, New Jersey (1999-2002); Prudential Securities in New York, New York (1991-1999); and Lehman Brothers in New York, New York (1988-1991). He is a registered broker and investment adviser in Florida, Illinois, Louisiana, New York, and Texas.

iStock_sad pplAccording to his BrokerCheck report, Jorge Montealegre is the subject of one customer complaint and five denied customer complaints.

  • In 2010 a customer alleged Jorge Montealegre, while employed at Oppenheimer & Company, executed an unauthorized transaction. The customer sought unspecified damages in the complain, which was denied.
  • In 2010 a customer alleged Jorge Montealegre, while employed at Oppenheimer & Company, executed an unauthorized transaction. The customer sought more than $5,000 in damages in the complain, which was denied.
  • In 2007 a customer alleged Jorge Montealegre, while employed at UBS International, executed an unauthorized trade. The complaint settled in 2008 for more than $2,700.
  • In 2007 a customer alleged Jorge Montealegre, while employed at UBS International, executed an unauthorized trade. The customer sought $200,000 in damages in the complaint, which was denied.
  • In 2007 a customer alleged Jorge Montealegre, while employed at UBS International, made unauthorized trades. The customer sought $200,000 in damages in the complaint, which was denied.
  • In 2007 a customer alleged Jorge Montealegre, while employed at UBS International, engaged in unauthorized trading. The customer sought more than $42,400 in damages in the complaint, which was denied.

If you have lost money investing with Jorge Montealegre, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover your losses. Fitapelli Kurta accepts all cases on contingency: we only receive payment if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.