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Independent Financial Broker, Alan Shorr: TIC Complaints

The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding California and Massachusetts-based Independent Financial Group broker/adviser Alan Shorr (CRD# 1040305).

Alan Shorr has spent 33 years in the securities industry and has been registered with Independent Financial Group in Sherman Oaks, California and Boston, Massachusetts since 2010. Previous registrations include AFA Financial Group in Bakersfield, California (2003-2010); Sentra Securities Corporation in Phoenix, Arizona (1998-2003); United Pacific Securities in Carlsbad, California (1995-1998); Titan/Value Equities Group in Irvine, California (1985-1995); Financial Network Investment Corporation (1983-1985); and University Securities Corporation (1982-1983). He is a registered broker and investment adviser in seven US states: California, Connecticut, Massachusetts, Ohio, Oklahoma, Oregon, and Texas.

shutterstock_212979097According to his BrokerCheck report, Alan Shorr is the subject of one customer complaint and one regulatory sanction.

In 2010 a customer alleged Alan Shorr, while employed at AFA Financial Group, recommended an unsuitable investment in tenant-in-common interests. The complaint settled for $16,800.

In 1990 the State of California sanctioned Alan Shorr following unspecified allegations. His certification in the state was revoked.

If you or someone you know has complaints regarding Alan Shorr, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. Fitapelli Kurta accepts every case on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.