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Noel Vincent (Investors Capital Broker) Oil and Gas Complaint

Noel VincentThe securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Texas-based Madison Avenue Securities broker/adviser Noel Vincent (CRD# 1370987).

Noel Vincent has spent twenty-five years in the securities industry and has been registered with Madison Avenue Securities in Houston, Texas since 2009. Previous registrations include Investors Capital in Houston, Texas (2001-2009); Planmember Securities in Carpinteria, California (1999-2001); AAG Securities in Cincinnati, Ohio (1997-1998); and Aragon Financial Services in Irvine, California (1989-1996).

According to his BrokerCheck report, Noel Vincent is the subject of two customer complaints, two pending customer complaints, one regulatory sanction, and five customer complaints that were closed or denied.

  • In 2015 a customer alleged Noel Vincent, while employed at Investors Capital, made unsuitable investment recommendations. The customer is seeking $50,000 in damages in the pending complaint.
  • In 2015 a customer alleged Vincent, while employed at Investors Capital, recommended unsuitable oil and gas investments and real estate securities. The customer is seeking $413,000 in damages in the pending complaint.
  • In 2013 a customer alleged Noel Vincent, while employed at Investors Capital, made unsuitable investment recommendations. The complaint settled for more than $26,300.
  • In 2013 a customer alleged Noel Vincent, while employed at Investors Capital, recommended unsuitable alternative investments. The complaint settled in 2014 for more than $87,500.
  • In 2010 a customer alleged Vincent, while employed at Investors Capital, misrepresented material facts related to an unsuitable investment. The complaint customer sought $196,000 in damages in the complaint, which was denied.
  • In 2010 a customer alleged Noel Vincent, while employed at Investors Capital, misrepresented and recommended unsuitable investments. The customer sought more than $51,200 in damages in the complaint, which was closed.
  • In 2010 a customer alleged Vincent, while employed at Investors Capital, recommended unsuitable investments in equipment leasing and real estate securities. The customer sought $75,000 in damages in the complaint, which was denied.
  • In 2010 a customer alleged Noel Vincent, while employed at Investors Capital, misrepresented material facts related to an investment. The customer sought unspecified damages in the complaint, which was denied.

If you have suffered losses as a result of investments made with Noel Vincent, you may be able to collect a recovery. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: we only receive payment if and when you recover money. You may have a limited window to file your claim, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.