According to records provided by the Financial Industry Regulatory Authority (FINRA) and the US Securities and Exchange Commission (SEC), former Texas-based First Command Financial Planning broker Redonda Russell has been permanently barred from acting as a broker or an investment adviser, or otherwise associating with firms that sell securities to the public. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Redonda Russell (CRD# 2352819).
Redonda Russell has spent nineteen years in the securities industry and was most recently registered with First Command Financial Services in Fort Worth, Texas (1993-2013). She has no previous registrations, and is currently not registered with any state or firm.
According to her BrokerCheck report, Redonda Russell is the subject of one customer complaint and two regulatory sanctions.
In March 2015 the SEC sanctioned Redonda Russell in light of the guilty plea she entered to one count of wire fraud before the US District Court of the Northern District of Texas, and her subsequent sentencing to twelve months and one day of imprisonment. Ms. Russell was permanently barred from the securities industry.
In 2013 FINRA sanctioned Redonda Russell following allegations she failed to respond to a request for information. Ms. Russell was permanently barred from associating with any FINRA member firm in any capacity.
In 2013 a customer alleged Redonda Russell, while employed at First Command Financial Services, took a loan against the client’s insurance policy without consent, used the loan proceeds for personal expenses, and paid back the loan. The complaint settled for $28.
If you have lost money investing with Redonda Russell, you may be entitled to recoup your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis, which means we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.