According to records provided by the Financial Industry Regulatory Authority (FINRA), former Florida-based Brookstone broker Antony Turbeville has been permanently barred from acting as a broker. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Turbeville (CRD# 1721014).
Antony Turbeville has spent 22 years in the securities industry and was most recently registered with Brookstone Securities in Lakeland, Florida (2005-2012). Previous registrations include Archer Alexander Securities in Kansas City, Missouri (2003; 2004-2005); Nations Financial Group in Cedar Rapids, Iowa (2003-2004); Gunnallen Financial in Tampa, Florida (2002-2003); Kovack Securities in Fort Lauderdale, Florida (2000-2002); InterFirst Capital Corporation in Los Angeles, California (2000); San Clemente Securities in San Clemente, California (1999-2000); 1717 Capital Management in Sioux Falls, South Dakota (1994-1995); Jackson National Financial Services in El Segundo, California (1993-1994); and First American National Securities in Duluth, Georgia (1987-1991). Of Mr. Turbeville’s former employers, three have since bene expelled by FINRA: Brookstone Securities, Archer Alexander Securities, and San Clemente Securities. He is currently not registered with any firm or state.
According to his BrokerCheck report, Antony Turbeville is the subject of two regulatory sanctions and one customer complaint.
In 2010 FINRA sanctioned Antony Turbeville following allegations he failed to supervise a registered representative of his member firm, Brookstone Securities, who allegedly made unsuitable recommendations, executed excessive trades, over-concentrated accounts, and used margin. Mr. Turbeville was issued a $10,000 fine and suspended from acting in any principal capacity for three months.
In 2009 FINRA sanctioned Antony Turbevile, while he was employed at Brookstone Securities, following allegations he misrepresented and omitted material facts, recommended unsuitable high-risk investments to elderly and/or retired customers, and effected transactions “by means of manipulative, deceptive, or other fraudulent” devices. Mr. Turbeville was issued a permanent bar from the securities industry and ordered to pay more than $1,000,000 in fines and restitution.
In 2008 a customer alleged Antony Turbeville, while employed at Brookstone Securities, made unsuitable recommendations, misrepresented material facts, breached his fiduciary duty, and churned the account. The complaint resulted in an award to the customer of more than $55,000.
If you have lost money investing with Antony Turbeville, you may be entitled to recoup your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis, which means we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.