The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding California-based Morgan Stanley broker/adviser Frank Au-Yeng, also known as Frank Feipang Au-Yeng, Feipang Auyeng, and Feiping Ouyang (CRD# 2256932).
Frank Au-Yeng has spent 23 years in the securities industry and has been registered with Morgan Stanley Cupertino, California since 2012. Previous registrations include Wells Fargo Advisors in San Jose, California (2011-2012); Wells Fargo Investments in Cupertino, California (2004-2011); Banc of America Investment Services in Boston, Massachusetts (1999-2004); BA Investment Services in Oakland, California (1996-1999); Citicorp Investment Services in Long Island City, New York (1994-1996); and Laney & Company in Highland, Utah (1992-1994). He is a registered broker and investment adviser in California, Massachusetts, Nevada, New York, and Virginia.
According to his BrokerCheck report, Frank Au-Yeng is the subject of one customer complaint, one denied customer complaint, and one pending customer complaint.
In 2013 a customer alleged Frank Au-Yeng, while employed at Wells Fargo Investments and Wells Fargo Advisors, made material misrepresentations and unsuitable investment recommendations. The customer is seeking at least $6,000,000 in damages in the pending complaint.
In 2012 a customer alleged Frank Au-Yeng, while employed at Wells Fargo Advisors, misrepresented material facts related to an annuity. The customer sought unspecified damages in the complaint, which was closed with no action taken.
In 2005 a customer alleged Frank Au-Yeng, while employed at Banc of America Investment Services, made unsuitable investment recommendations. The complaint settled in 2008 for $18,000.
If you or someone you know has a complaint regarding Frank Au-Yeng, also known as Frank Feipang Au-Yeng, Feipang Auyeng, and Feiping Ouyang, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup losses. Fitapelli Kurta accepts every case on contingency: you will only pay us if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.