The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Colorado-based Investment Centers broker/adviser Kevin Dunnigan (CRD# 1270531).
Kevin Dunnigan has spent 31 years in the securities industry and has been registered with Investment Centers of America in Loveland, Colorado since 1986. He was previously registered with Royal Alliance Associates in New York, New York (1989-1990) and Integrated Resources Equity Corporation (1984-1989). He is a registered broker and investment adviser in 28 US states.
According to his BrokerCheck report, Kevin Dunnigan is the subject of three customer complaints, one regulatory sanction, and three customer complaints that were closed or denied.
In 2013 a customer alleged Kevin Dunnigan, while employed at Investment Centers of America, failed to conduct due diligence, provided false and misleading information, and recommended an unsuitable investment. The complaint settled in 2015 for $275,000.
In 2003 a customer alleged Kevin Dunnigan, while employed at Investment Centers of America, misrepresented fees associated with a mutual fund. The customer sought $35,000 in damages in the complaint, which was denied.
In 1998 the National Association of Securities Dealers (NASD) sanctioned Kevin Dunnigan following allegations he made investment recommendations to public customers without reasonable grounds to believe they were suitable. Mr. Dunnigan was censured and issued a fine of $10,000.
In 1996 a customer alleged Kevin Dunnigan, while employed at Investment Centers of America, made material misrepresentations, failed to disclose risks and commissions, and recommended unsuitable investments. The complaint settled for $10,000.
In 1996 a customer alleged Kevin Dunnigan, while employed at Investment Centers of America, omitted material facts related to an investment, acted negligently, and made unsuitable recommendations. The complaint resulted in an award to the customer of more than $27,100.
If you or someone you know has complaints regarding Kevin Dunnigan, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on contingency: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.