The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to customers who have complaints regarding California-based McDermott Investment Services broker/adviser Troy Thomas (CRD# 4691720).
Troy Thomas has spent twelve years in the securities industry and has been registered with McDermott Investment Services in Huntington Beach, California since 2012. Previous registrations include Centaurus Financial in Orange, California (2009-2012); Direct Capital Securities in Santa Ana, California (2004-2009); and MCL Financial Group in Santa Ana, California (2003-2004). He is a registered broker and investment adviser in 51 US states and territories.
According to his BrokerCheck report, Troy Thomas is the subject of one customer complaint and one pending customer complaint.
In 2010 a customer alleged Troy Thomas, while employed at Direct Capital Securities, misrepresented and recommended an unsuitable investment in a real estate partnership that went bankrupt. The complaint settled in 2011 for $200,000.
In 2010 a customer alleged Troy Thomas, while employed at Direct Capital Securities, breached his fiduciary duty, misrepresented material facts, committed fraud and deceit, aided and abetted fraud, acted negligently, failed to supervise, engaged in unfair business practices, and committed elder abuse. The customer is seeking unspecified damages in the pending complaint, which has evolved into civil litigation in which Mr. Thomas is not a defendant.
If you have lost money investing with Troy Thomas, you may be able to recoup your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on contingency: we only get paid if and when you collect money. You may have a limited window to file your claim, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.