Published on:

William “Greg” Barker Has Churning Complaint

William “Greg” BarkerThe securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Florida-based Ameriprise broker/adviser William “Greg” Barker (CRD# 2903765).

William “Greg” Barker has spent fifteen years in the securities industry and has been registered with Ameriprise Financial Services in Tallahassee, Florida since 2014. Previous registrations include Raymond James & Associates in Tallahassee, Florida (2006-2014): Citigroup Global Markets in Tallahassee, Florida (2004-2006); Southern Farm Bureau Fund Distributor in Jackson, Mississippi (2004); and AG Edwards & Sons (1997-2001). He is a registered broker and investment adviser in ten US states.

According to his BrokerCheck report, William “Greg” Barker is the subject of five customer complaints and one pending customer complaint.

  • In 2015 a customer alleged William “Greg” Barker, while employed at Raymond James & Associates, breached his fiduciary duty, made unsuitable investment recommendations, acted negligently, engaged in churning, misrepresented and omitted material facts, and violated Florida law. The customer is seeking $2,000,000 in damages in the pending complaint.
  • In 2014 a customer alleged = Barker, while employed at Raymond James & Associates, engaged in excessive trading. The complaint settled for more than $35,300.
  • In 2003 a customer alleged William Barker, while employed at AG Edwards & Sons, executed unauthorized trades. The complaint settled in 2004 for $20,000.
  • In 2001 a customer alleged Greg Barker, while employed at AG Edwards & Sons, provided improper financial advice. The complaint settled for $18,500.
  • In 2001 a customer alleged William “Greg” Barker, while employed at AG Edwards & Sons, misrepresented material facts related to a certificate of deposit. The complaint settled for more than $8,600.
  • In 2000 a customer alleged William Barker, while employed at AG Edwards & Sons, did not properly provide information regarding the risks of callable certificates of deposit. The complaint settled for more than $400,500.

If you have lost money investing or have complaints regarding William “Greg” Barker, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be qualified to recover your losses. All cases are taken on contingency: we only get paid if and when you recover money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.