The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Arizona and Utah-based broker/adviser John Hurry (CRD# 2146449).
John Hurry has spent twenty years in the securities industry and has been registered with two firms — Scottsdale Capital Advisors in Scottsdale, Arizona and Alpine Securities Corporation in Salt Lake City, Utah — since 2014. Previous registrations include Scottsdale Capital Advisors Zephyr Cove, Nevada (2002-2012); Prudential Securities Corporation in New York, New York (2000-2002); Merit Capital Associates in Westport, Connecticut (1997-2000); Cortlandt Capital Corporation in New York, New York (1997); Edward D. Jones & Company in St. Louis, Missouri (1993-1997); Equity Services in Montpelier, Vermont (1993); and Waddel & Reed in Overland Park, Kansas. Mr. Hurry is a broker and investment adviser registered in one US state: California.
According to his BrokerCheck report, John Hurry has one pending sanction with FINRA.
In 2015 the Financial Industry Regulatory Authority (FINRA) named John Hurry, as a Respondent in a FINRA Complaint while he was employed at Scottsdale Capital Advisors and Alpine Securities. The FINRA Complaint alleges that he participated in the sale of securities that were not registered with the Securities and Exchange Commission (SEC). According to FINRA’s Complaint, John Hurry and two other individuals sold unregistered shares in three low-priced stocks that were not exempt from registration requirements. The complaint remains pending with FINRA.
If you have complaints regarding John Hurry or Scottsdale Capital Advisors, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recoup your losses. All cases are taken on contingency: we only receive payment if and when you recover money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.