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Broker, Troy Mackey, Barred by FINRA

Brad McDowellAccording to records provided by the Financial Industry Regulatory Authority (FINRA), former New York-based Morgan Stanley broker Troy Mackey has been permanently barred from acting as a broker or otherwise associating with firms that sell securities to the public. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Mackey (CRD# 4466980).

Troy Mackey has spent twelve years in the securities industry and was most recently registered with Morgan Stanley in Albany, New York (2013-2015). Previous registrations include CCO Investment Services in Loudonville, New York (2009-2012); Key Investment Services in Troy, New York (2008-2009); Merrill Lynch in Albany, New York (2006-2008); and Northwestern Mutual Investment Services in Latham, New York (2002-2006). He is currently not registered with any state or firm.

According to his BrokerCheck report, Troy Mackey is the subject of one customer complaint and one regulatory sanction, and was discharged from his position at Morgan Stanley.

In 2015 FINRA sanctioned Troy Mackey after finding he refused to provide testimony connected to an investigation into allegations he converted funds from the bank accounts of two minor relatives. Mr. Mackey was permanently barred from the securities industry.

In 2015 Troy Mackey was discharged from his position at Morgan Stanley following “loss of management confidence after a client alleged that Mr. Mackey requested a loan from her.”

In 2012 a customer alleged Troy Mackey, while employed at CCO Investment Services, engaged in “improper conduct” in connection to a variable annuity and a mutual fund investment. The complaint settled for more than $1,900.

If you have suffered losses while investing with Troy Mackey, you may be entitled to a recovery. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.