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Broker, Kim Isaacson Facing Pending Complaint

Kim IsaacsonThe securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Utah-based Ameriprise broker/adviser Kim Isaacson (CRD# 855618).

Kim Isaacson has spent 37 years in the securities industry and has been registered with Ameriprise Financial Services in Midvale, Utah since 2014. Previous registrations include Morgan Stanley in Salt Lake City, Utah (2009-2014); Morgan Stanley & Company Inc. in Salt Lake City, Utah (2008-2009); UBS Financial Services in Salt Lake City, Utah (2006-2008); Piper Jaffray & Company in Salt Lake City, Utah (2000-2006); Dain Rauscher Inc. in New York, New York (1998-2000); Dain Rauscher Inc. (1995-1998); Painewebber in Weehawken, New Jersey (1987-1995); Shearson Lehman Brothers (1984-1987); Foster & Marshal (1982-1984); Paine Webber Jackson Curtis (1981-1982); EF Hutton & Company (1979-1981); and North American Management (1978-1979). She is a registered broker and investment adviser in sixteen US states and territories.

According to her BrokerCheck report, Kim Isaacson is the subject of one pending customer complaint and two denied customer complaints, and resigned from her position at Morgan Stanley.

In 2014 a customer alleged Kim Isaacson, while employed at Morgan Stanley, misrepresented material facts related to an investment in municipal debt securities. The customer is seeking unspecified damages in the pending complaint.

In 2014 Kim Isaacson submitted her “voluntary resignation” from Morgan Stanley following allegations she “verbally provided a client inaccurate information about the client’s account performance.”

In 2008 a customer alleged Kim Isaacson, while employed at UBS Financial Services, failed to follow instructions to purchase GE stock. The customer sought damages in excess of $5,000 in the complaint, which was denied.

In 2005 a customer alleged Kim Isaacson, while employed at RBC Dain Rauscher, engaged in unauthorized activity. The customer sought $2,003,000 in damages in the complaint, which was denied.

If you have suffered losses resulting from investments made with Kim Isaacson, you may be able to collect lost funds. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: we only receive payment if and when you recover money. You may have a limited window to file your claim, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.