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Charles Chapman has Three Customer Complaints

Charles ChapmanAccording to records provided by the securities industry, former Texas-based Berthel Fisher broker Charles Chapman is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Chapman (CRD# 3262843).

Charles Chapman has spent thirteen years in the securities industry and was most recently registered with Berthel Fisher & Company Financial Services in Richardson, Texas. He was previously registered with VSR Financial Services in Richardson, Texas (1999-2009). He is currently not registered with any state or firm.

According to his BrokerCheck report, Charles Chapman is the subject of three customer complaints.

In 2012 a customer alleged Charles Chapman, while employed at VSR Financial Services, committed common law fraud, breached his fiduciary duty, and acted negligently. The complaint settled in 2014 for $315,000.

In 2012 a customer alleged Charles Chapman, while employed at VSR Financial Services, breached his fiduciary duty, acted negligently, committed fraud and conspiracy, and breached contract. The complaint settled in 2014 for $3,470,000.

In 2010 a customer alleged Charles Chapman, while employed at VSR Financial Services, breached his fiduciary duty, misrepresented material facts, committed fraud, and acted negligently. The complaint settled in 2011 for $225,000.

If you have lost money investing with Charles Chapman, you may be able to recoup lost funds. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. Fitapelli Kurta accepts all cases on contingency: we only receive payment if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.