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Daniel Derepentigny Faces Numerous Complaints

Daniel DerepentignyAccording to records provided by the Financial Industry Regulatory Authority (FINRA), former California-based National Securities broker Daniel Derepentigny is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Derepentigny (CRD# 1887112).

Daniel Derepentigny has spent 24 years in the securities industry and was most recently registered with National Securities in Rocklin, California (2010-2016). Previous registrations include Wells Fargo Advisors in Lincoln Hills, California (2008-2010); AG Edwards & Sons in Torrance, California (1999-2008); William O’Neil & Company in Los Angeles, California (1994-1998); AG Edwards & Sons in St. Louis, Missouri (1989-1992); and Shearson Lehman Hutton in New York, New York (1988). He is currently not registered with any state or firm.

According to his BrokerCheck report, Daniel Derepentigny is the subject of two customer complaints and four pending customer complaints.

  • In December 2015 a customer alleged Daniel Derepentigny, while employed at National Securities, misrepresented material facts and recommended an unsuitable investment. The customer is seeking unspecified damages in the pending complaint.
  • In December 2015 a customer alleged Daniel Derepentigny, while employed at National Securities, made unsuitable recommendations and misrepresented material facts. The customer is seeking unspecified damages in the pending complaint.
  • In December 2015 a customer alleged Daniel Derepentigny, while employed at National Securities, misrepresented material facts related to an investment and recommended an unsuitable investment. The customer is seeking unspecified damages in the pending complaint.
  • In December 2015 a customer alleged Daniel Derepentigny, while employed at National Securities, made unsuitable recommendations and misrepresented material facts. The customer is seeking unspecified damages in the pending complaint.
  • In 2008 a customer alleged Daniel Derepentigny, while employed at Wachovia Securities, made “highly speculative, risky” trades without approval, failed to disclose costs and other expenses, and churned the account. The complaint settled in 2009 for $85,000.

In 1998 Daniel Derepentigny was discharged from his position at William O’Neil & Company following allegations he violated New York Stock Exchange rules and National Association of Securities Dealers rules of fair practice.

In 1992 a customer alleged Daniel Derepentigny, while employed at AG Edwards & Sons, failed to execute an order as instructed. The complaint settled for $20,000.

If you have lost money investing with Daniel Derepentigny, you may be entitled to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. Fitapelli Kurta takes every case on a contingency basis, which means Fitapelli Kurta only gets paid if and when you collect money. By law there may be a limited window to file your claim, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.