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Broker Robert Kampfer Discharged from Ameriprise

Robert KampferThe securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding New York-based Maxim Group broker Robert Kampfer (CRD# 1298055).

Robert Kampfer has spent thirty years in the securities industry and has been registered with Maxim Group in Woodbury, New York since December 2015. Previous registrations include Ameriprise Financial Services in Melville, New York (2010-2015); Janney Montgomery Scott in Melville, New York (2007-2010); Oppenheimer & Company in Melville, New York (2003-2007); Prudential Securities in New York, New York (2000-2003); Janney Montgomery Scott in Philadelphia, Pennsylvania (1994-2000); Liberty Securities in Purchase, New York (1994); GNA Securities in Richmond, Virginia (1991-1994); and nine other broker-dealer firms between 1984 and 1990.

According to his BrokerCheck report, Robert Kampfer is the subject of one customer complaint, one regulatory sanction, and three denied customer complaints. He was additionally discharged from his position at Ameriprise Financial Services.

  • In 2015 Robert Kampfer was discharged from his position at Ameriprise Financial Services following allegations he “violated company policy related to suitability and unauthorized used of discretion.”
  • In 2012 Robert Kampfer filed for Chapter 7 bankruptcy in the United States District Court for the Eastern District of New York in Central Islip, New York. The filing was discharged in 2012.
  • In 2007 a customer alleged Robert Kampfer, while employed at Oppenheimer & Company, recommended unsuitable investments and failed to follow instructions. The customer sought $5,000 in damages in the complaint, which was denied.
  • In 2004 a customer alleged Robert Kampfer, while employed at Janney Montgomery Scott, recommended an unsuitable mutual fund investment. The customer sought $1,000,000 in damages in the complaint, which was denied.
  • In 2004 a customer alleged Robert Kampfer, while employed at Janney Montgomery Scott, recommended an unsuitable mutual fund investment. The customer sought $1,000,000 in damages in the complaint, which was denied.
  • In 1990 the National Association of Securities Dealers (NASD) sanctioned Robert Kampfer following allegations he executed discretion without written authorization Mr. Kampfer was censured and issued a fine of $2,000.

If you have lost money investing with Robert Kampfer, you may be eligible to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on contingency: Fitapelli Kurta only gets paid if and when you collect money. The law establishes a limited window to file claims, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.