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Susan Moore: ETF and REIT Complaint for LPL Broker

Susan MooreThe securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Alabama-based LPL broker/adviser Susan Moore (CRD# 1130216).

Susan Moore has spent 32 years in the securities industry and has been registered with LPL Financial in Alexander City and Montgomery, Florida since 2006. Previous registrations include Raymond James Financial Services in Alexander City, Alabama (1999-2006); Robert Thomas Securities in St. Petersburg, Florida (1991-1999); and Prudential Securities Corporation in New York, New York (1983-1991). She is a registered broker in 30 US states and territories.

According to her BrokerCheck report, Susan Moore is the subject of one customer complaint and three pending customer complaints.

In 2015 a customer alleged Susan Moore, while employed at LPL Financial, misrepresented and recommended unsuitable variable annuity and real estate investment trust (REIT) investments. The customer is seeking unspecified damages in the pending complaint.

In 2015 a customer alleged Susan Moore, while employed at LPL Financial, recommended unsuitable REIT and exchange traded fund (ETF) investments. The customer is seeking $500,000 in damages in the pending complaint.

In 2014 a customer alleged Susan Moore, while employed at LPL Financial, withdrew money “using an expired power of attorney form.” The customer is seeking damages exceeding $113,900 in the pending complaint.

In 1991 a customer alleged Susan Moore, while employed at Prudential Securities, misrepresented material facts and made an unsuitable investment recommendations. The complaint settled in 1992 for $7,500,000.

If you or someone you know has complaints regarding Susan Moore, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on contingency: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.