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VSR Financial Broker Jesse Griffin Has Complaints

 Jesse GriffinThe securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Florida-based VSR Financial Services broker/adviser Jesse Griffin (CRD# 1165095).

Jesse Griffin has spent 32 years in the securities industry and has been registered with VSR Financial Services in Palm City, Florida since 2006. Previous registrations include ProEquities in Boynton Beach, Florida (2000-2006); Royal Alliance Associates in New York, New York (1989-2000); Integrated Resources Equity Corporation (1987-1989); American Express Financial Advisors (1983-1987); IDS Securities Corporation (1986); and IDS Financial Services (1983-1986). He is a registered broker and investment adviser in seventeen US states and territories.

According to his BrokerCheck report, Jesse Griffin is the subject of five customer complaints.

In June 2015 a customer alleged Jesse Griffin, while employed at VSR Financial Services, recommended unsuitable investments in real estate, oil and gas, promissory notes, and other securities. The complaint settled for $52,000, to which Mr. Griffin individually contributed $10,000.

In 2014 a customer alleged Jesse Griffin, while employed at VSR Financial Services, recommended unsuitable investments to a cutomer. The complaint settled in 2015 for $7,000, to which Mr. Griffin individually contributed $7,000.

In 2014 a customer alleged Jesse Griffin, while employed at VSR Financial Services, committed fraud, breached his fiduciary duty, acted negligently, and gave poor advice that resulted in an unsuitable investment. The complaint, in which Mr. Griffin was not a named respondent, settled in 2015 for $92,000, to which Mr. Griffin individually contributed $10,000.

In 2013 a customer alleged Jesse Griffin, while employed at VSR Financial Services, breached his fiduciary duty, misrepresented material facts, acted negligently, violated Arizona securities law, and breached contract. The complaint settled for $77,500, to which Mr. Griffin individually contributed $10,000.

In 2011 a customer alleged Jesse Griffin, while employed at VSR Financial Services, violated the Maine Securities Act, committed common law fraud, misrepresented material facts, breached his fiduciary duty, and acted negligently. The complaint settled in 2012 for $250,000, to which Mr. Griffin individually contributed $5,000.

If you or someone you know has a complaint regarding Jesse Griffin, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup losses. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.