Anthony Lopopolo has spent seventeen years in the securities industry and has been registered with Voya Financial Advisors in Worcester, Massachusetts since 2014. Previous registrations include Ameriprise Financial Services in Worcester, Massachusetts (1998-2014) and IDS Life Insurance Company in Minneapolis, Minnesota (1998-2006). He is a registered broker and investment adviser with ten US states and territories: Arizona, California, Connecticut, Florida, Maine, Massachusetts, New Hampshire, North Carolina, South Carolina, Texas.
According to his BrokerCheck report, Anthony Lopopolo is the subject of one regulatory sanction, one pending customer complaint, and two tax liens.
In 2014 the State of Massachusetts sanctioned Anthony Lopopolo after he resigned from Ameriprise Financial Services “under suspension for violations of company policy regarding the signing of several customer signatures on customer documents.” Mr. Lopopolo was placed under a 2-year heightened supervision period.
In 2014 a customer alleged Anthony Lopopolo, while employed at Ameriprise Financial Services, recommended an unsuitable real estate investment trust and an unsuitable variable annuity, failed to properly disclose risks and fees, and breached his fiduciary duty. The customer is seeking $138,665 in damages in the pending complaint.
In 2014 Anthony Lopopolo was “permitted to resign” from his position at Ameriprise Financial Services “while under heightened supervision for company policy violations related to signature affixation and forgery.”
In 2014 the Internal Revenue Service (IRS) filed a tax lien totaling $42,308.42 against Anthony Lopopolo. The lien remains outstanding.
In 2013 the IRS filed a tax lien totaling $98,622.66 against . The lien remains outstanding.
If you or someone you know has complaints regarding Anthony Lopopolo, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover your money. All cases are taken on contingency: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.