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Stephen Densing (Merrill Lynch) Has Complaints

Stephen DensingAccording FINRA( the Financial Industry Regulatory Authority), former Florida-based Merrill Lynch broker Stephen Densing, Sr. is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Densing (CRD# 3195610).

Stephen Densing has spent ten years in the securities industry and was most recently registered with Merrill Lynch in Bonita Springs, Florida (2007-2009). Previous registrations include Raymond James Financial in Bonita Springs, Florida (2004-2007); Citigroup Global Markets in New York, New York (2003-2004); Edward Jones in St. Louis, Missouri (2001-2003); NYLife Securities in New York, New York (2000-2001); American Express Financial Advisors in Minneapolis, Minnesota (1999-2000); and IDS Life Insurance Company in Minneapolis, Minnesota (1999-2000). He is currently not registered with any state or firm.

According to his BrokerCheck report, Stephen Densing is the subject of one customer complaint, one pending customer complaint, and one customer complaint that was withdrawn.

In 2009 a customer alleged Stephen Densing, while employed at Merrill Lynch, misrepresented and recommended an unsuitable investment in mutual funds. The complaint settled in 2010 for $47,500.

In 2008 a customer alleged Stephen Densing, while employed at Merrill Lynch, recommended unsuitable investments and failed to provide financial disclosures in Spanish. The customer is seeking unspecified damages in the pending complaint.

In 2008 a customer alleged Stephen Densing, while employed at Merrill Lynch, made unsuitable recommendations and failed to provide financial disclosures in Spanish. The customer sought unspecified damages in the complaint, which was withdrawn.

If you have lost money investing with Stephen Densing, Sr., call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 without delay. You may be entitled to recoup your losses. We accept all cases on contingency: Fitapelli Kurta only gets paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.