The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ohio-based Cetera Advisor Networks broker/adviser Daniel Lauletta (CRD# 2659123).
Daniel Lauletta has spent 20 years in the securities industry and has been registered with Cetera Advisor Networks in Valley View, Ohio since 2013. Previous registrations include Walnut Street Securities in Valley View, Ohio (2012-2013); Ameriprise Financial Services in Beachwood, Ohio (2008-2012); Lincoln Financial Advisors in Cleveland, Ohio (2004-2008); the Lincoln National Life Insurance Company in Fort Wayne, Indiana (2004-2006); Capital Brokerage Corporation in Richmond, Virginia (2003); Fort Washington Brokerage Services in Cincinnati, Ohio (2000-2003); and Capital Analysts in Cincinnati, Ohio (1996-2000). He is a registered broker and investment adviser with five US states: Arizona, Arkansas, Colorado, Ohio, and Texas.
According to his BrokerCheck report, Daniel Lauletta is the subject of one customer complaint, two pending customer complaints, and one denied customer complaint.
In February 2015 a customer alleged Daniel Lauletta, while employed at Cetera Advisor Networks and Walnut Street Securities, acted negligently and breached his contract. The customer is seeking $455,000 in damages in the pending complaint.
In 2014 a customer alleged Daniel Lauletta, while employed at Ameriprise Financial Services, failed to liquidate his Behringer Harvard real estate investment trust in a timely fashion, resulting in a substantial loss, and additionally failed to disclose that liquidation would result in a reduction in value. The customer is seeking $35,000 in damages in the pending complaint.
In 2014 a customer alleged Daniel Lauletta, while employed at Cetera Advisor Networks, executed an unauthorized exchange of two variable annuities to a fixed annuity index. The complaint reached a non-monetary settlement.
In 2014 a customer alleged Daniel Lauletta, while employed at Ameriprise Financial Services, did not disclose surrender charges associated with a variable annuity purchase. The customer sought damages exceeding $21,000 in the complaint, which was denied.
If you have complaints regarding or have lost money investing with alleged Daniel Lauletta, you may be entitled to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. Fitapelli Kurta takes every case on a contingency basis, which means Fitapelli Kurta only gets paid if and when you collect money. By law there may be a limited window to file your claim, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.