The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Nebraska-based Cetera Advisors broker/adviser Gerald Tagge (CRD# 2155001).
Gerald Tagge has spent 24 years in the securities industry and has been registered with Cetera Advisors in Omaha, Nebraska since 2006. Previous registrations include Royal Alliance Associates in Omaha, Nebraska (2001-2006); Vestax Securities Corporation in Hudson, Ohio (1997-2001); Royal Alliance Associates in New York, New York (1995-1997); the ON Equity Sales Company in Cincinnati, Ohio (1994-1995); and NYLife Securities in New York, New York (1991-1993). He is a registered broker and investment adviser with 22 US states and territories.
According to his BrokerCheck report, Gerald Tagge is the subject of one customer complaint, one pending customer complaint, and one denied customer complaint.
In September 2015 a customer alleged Gerald Tagge, while employed at Cetera Advisors, solicited and accepted promissory notes. The customer is seeking $125,000 in damages in the pending complaint.
In 2004 a customer alleged Gerald Tagge, while employed at Vestax Securities Corporation, provided bad advice regarding the purchase of a variable universal life insurance policy and the establishment of an irrevocable life insurance trust. The customer sought $120,000 in damages in the complaint, which was denied.
In 2003 a customer alleged Gerald Tagge, while employed at Royal Alliance Associates, breached his fiduciary duty, committed promissory estoppel, breached his contract, committed fraud, acted negligently, and “failed to honor his request to transfer stock from one plan to his IRA account and sell the stock so the proceeds were reinvested at brokerage firm.” The complaint resulted in an award to the customer of $144,845.
If you have complaints regarding Gerald Tagge, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recoup your losses. All cases are taken on contingency: we only receive payment if and when you recover money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.