In 2015 a customer alleged Calvin Moores, while employed at Crowell, Weedon & Company, recommended unsuitable investments for a retired individual, ultimately causing substantial losses in her account. The customer additionally alleged that Mr. Moores concentrated her portfolio in speculative stocks. The claimant is seeking $374,585 in damages in the pending complaint.
The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding California-based IFG broker/adviser, Calvin Moores (CRD# 1009137).
Calvin Moores has spent 32 years in the securities industry and has been registered with Independent Financial Group in Irvine, California since 2014. Previous registrations include Centaurus Financial in Fullteron, California (2012-2014); Crowell, Weedon & Company in West Covina, California (1983-2012); and Freeman Financial Services Corporation (1983). Mr. Moores is a broker and investment adviser registered in ten US states.
According to his BrokerCheck report, Calvin Moores is the subject of one customer complaint, one pending customer complaint, and one customer complaint that was closed with no action.
In 2013 a customer alleged Calvin Moores, while employed at Crowell, Weedon & Company, executed unauthorized trades. The complaint settled for $10,000.
In 2013 a customer alleged Calvin Moores, while employed at Crowell, Weedon & Company, executed unauthorized trades. The customer sought $60,000 in damages in the complaint, which was closed with no action taken.
If you have lost money investing with Calvin Moores, you may be able to recoup your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on contingency: Fitapelli Kurta only gets paid if and when you recover money. You may have a limited window to file your claim, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.