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LPL Broker, Scott Goldman, Has ETF Complaints

Scott GoldmanPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on February 24th, 2016 indicate that Illinois-based H. Beck broker/adviser Scott Goldman is the subject of several customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Goldman (CRD# 1682329).

Scott Goldman has spent 28 years in the securities industry and has been registered with H. Beck in Arlington Heights, Illinois since 2010. Previous registrations include LPL Financial in Arlington Heights, Illinois; Waterstone Financial in Arlington Heights, California; FFP Securities in Chesterfield, Missouri; Oak Brook Securities in Oakbrook Terrace, Illinois; Mutual Service Corporation; PW Securities; and AMEV Investors. He is a registered broker and investment adviser in Illinois.

According to his BrokerCheck report, Scott Goldman is the subject of three customer complaints.

In 2014 a customer alleged Scott Goldman, while employed at LPL Financial, misrepresented material facts, recommended unsuitable investments, and failed to supervise in connection to a Symetra variable universal life insurance policy. The complaint settled in January 2016 for $60,000.

In 2014 a customer alleged Scott Goldman, while employed at H. Beck, provided poor advice and made unsuitable recommendations. The customer sought damages exceeding $53,800 in the complaint, which was denied.

In 2013 a customer alleged Scott Goldman, while employed at LPL Financial and H. Beck, recommended unsuitable exchange-traded fund and variable annuity investments. The complaint settled in 2014 for $114,000.

In 2013 a customer alleged Scott Goldman, while employed at H. Beck, misrepresented material facts. The customer sought damages exceeding $26,000 in the complaint, which was closed.

In 2012 a customer alleged Scott Goldman, while employed at LPL Financial, Waterhouse Financial Group, and H. Beck, misrepresented and omitted material facts related to an investment. The complaint settled for $20,000, to which Mr. Goldman individually contributed $4,200.

If you have lost money investing with Scott Goldman, you may be entitled to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited by law, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.