Publicly available records published by the Financial Industry Regulatory Authority (FINRA) indicate that New York-based Morgan Stanley broker/adviser Christopher Seshadri is the subject of one pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Seshadri (CRD# 4733932).
Christopher Seshadri has spent eleven years in the securities industry and has been registered with Morgan Stanley in New York, New York since 2013. Previous registrations include Scott & Stringfellow in Hasbrouck Heights, New Jersey (2006-2013) and Bergen Capital in Hasbrouck Heights, New Jersey (2004-2006). He is a registered broker and investment adviser with seventeen US states: California, Colorado, Connecticut, Florida, Illinois, Michigan, New Jersey, New Mexico, New York, North Carolina, Oklahoma, Pennsylvania, Tennessee, Texas, Virginia, Washington and Wisconsin.
According to his BrokerCheck report, Christopher Seshadri is the subject of one pending customer complaint.
In January 2016 a customer alleged Christopher Seshadri, while employed at Morgan Stanley, recommended unsuitable investments. The customer is seeking $400,000 in damages in the pending complaint.
Both FINRA rules and federal securities laws mandate that investment professionals like Christopher Seshadri must recommend only investments that are suitable for their clients. Brokers must also weigh such factors as the customer’s investment goals, experience, age, income, risk tolerance, and others. They may not misrepresent or omit material facts pertaining to an investment, as misrepresentations or omissions might lead a customer to invest unsuitably. Brokers who fail to recommend suitable investments may be subject to disciplinary action by FINRA or the Securities and Exchange Commission.
If you have complaints regarding or have lost money investing with alleged Christopher Seshadri, you may be entitled to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. Fitapelli Kurta takes every case on a contingency basis, which means Fitapelli Kurta only gets paid if and when you collect money. By law there may be a limited window to file your claim, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.