Published on:

Merrill Lynch (The Fink Group) Complaints

Jacquin FinkAccording to publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on March 2, 2016, New York-based Merrill Lynch broker/adviser Jacquin Fink is the subject of four customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Fink (CRD# 207807).

Jacquin Fink has spent 48 years in the securities industry and has been registered with Merrill Lynch since 1968. He is a registered broker and investment adviser in seventeen US states and territories: Arizona, California, Connecticut, the District of Columbia, Delaware, Florida, Maryland, Massachusetts, New Hampshire, New Jersey New York, North Carolina, Pennsylvania, Rhode Island, South Carolina, Texas, and Virginia.

According to his BrokerCheck report, Jacquin Fink is the subject of four customer complaints.

In November 2015 a customer alleged Jacquin Fink, while employed at Merrill Lynch, recommended unsuitable investments from October 2012 to August 2014. The complaint settled in December 2015 for more than $106,000.

In 2011 a customer alleged Jacquin Fink, while employed at Merrill Lynch, engaged in aggressive trading and misrepresented material facts. The complaint settled in 2012 for $1,729,000.

In 2010 a customer alleged Jacquin Fink, while employed at Merrill Lynch, executed excessive trades, made unsuitable investment recommendations, and made unauthorized trades. The complaint settled for $200,000.

In 1994 a customer alleged Jacquin Fink, while employed at Merrill Lynch, engaged in churning and made unsuitable investment recommendations. The complaint settled for $55,000.

If you have lost money investing with Jacquin Fink, you may be entitled to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. Fitapelli Kurta takes every case on a contingency basis, which means Fitapelli Kurta only gets paid if and when you collect money. By law there may be a limited window to file your claim, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.