Published on:

Broker Complaints: United Planners’ Financial Services of America, a Limited Partnership (CRD# 20804)

The securities and investment fraud law firm Fitapelli Kurta, is interested in speaking to investors who have lost money or who have complaints regarding United Planners’ Financial Services of America, a Limited Partnership.

United Planners’ Financial Services of America is an independent broker-dealer firm based out of Scottsdale, Arizona. United Planners’ Financial Services of America is registered with both the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA).

United Planners’ Financial Services of America  also goes by the following: United Planners and United Planners Financial Services. United Planners’ Financial Services of America  is owned by United Planners’ Group, Inc. United Planners’ Financial Services of America  has offices in 52 U.S. states and territories.

  • In July 2012 United Planners’ Financial Services of America was fined $200,000 for failing to supervise and detect unsuitable investment recommendations.
  • In June 2001 United Planners’ Financial Services of America was fined $75,000 for failing to supervise one of its salespersons.
  • In March 2001 United Planners’ Financial Services of America was fined $50,000 for failing to inspect and properly supervise its branch offices.

If you have lost money investing with United Planners’ Financial Services of America or any of its brokers, you may be entitled to recover your losses. Fitapelli Kurta exclusively sues brokerage firms like United Planners’ Financial Services of America on behalf of investors who have fallen victim to unsuitable investments or broker misconduct.

All cases are taken on a contingency fee basis, which means we do not get paid unless and until you recover money. Our consultations are always free and time to file your claim is limited.

Do not delay.

Call 877-238-4175 now for your free consultation.