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Oppenheimer Broker Daniel Levin Has Complaints

Daniel LevinCalifornia-based Wells Fargo broker/adviser Daniel Levin is the subject of a pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Levin (CRD# 1095730).

Daniel Levin has spent 33 years in the securities industry and has been registered with Wells Fargo Advisors in Beverly Hills, California since January 2015. Previous registrations include: Oppenheimer & Company in Los Angeles, California (2010-2015); Merrill Lynch in Los Angeles, California (2009-2010); Banc of America Investment Services in Beverly Hills, California (2007-2009); UBS Financial Services in Beverly Hills, California (1998-2007); Prudential Securities Incorporated in New York, New York (1995-1998); Merrill Lynch in New York, New York (1994-1995); Sutro & Company in San Francisco, California (1990-1994); and Prudential-Bache Securities in New York, New York (1983-1990). He is a registered broker and investment adviser in four US states: California, Florida, Nevada, and New York.

According to his BrokerCheck report, Daniel Levin is the subject of one pending customer complaint and two denied customer complaints.

In November 2015 a customer alleged Daniel Levin, while employed at Oppenheimer & Company, executed unsuitable and unauthorized transactions. The customer is seeking $600,000 in damages in the pending complaint.

In May 2015 a customer alleged Daniel Levin, while registered with Oppenheimer & Company, made unsuitable investments in a trust account. The customer sought unspecified damages in the complaint, which was denied.

In May 2015 a customer alleged Daniel Levin, while employed at Oppenheimer & Company, made unsuitable investments in a trust account. The customer sought unspecified damages in the complaint, which was denied.

If you or someone you know has lost money investing with Daniel Levin, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recover your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. You may have a limited window to file your claim, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.

This information is based on publicly available documents provided by FINRA on March 21, 2016.