Michigan-based Sagepoint Financial broker/adviser Kalomira Zangoulos is the subject of customer complaints and a FINRA investigation. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Zangoulos (CRD# 4451124).
Kalomira Zangoulos has spent fourteen years in the securities industry and has been registered with Sagepoint Financial in Sterling Heights, Michigan since January 2015. Previous registrations include JP Morgan Securities in Clinton Township, Michigan (2012-2014); Chase Investment Services in Clinton Township, Michigan (2005-2012); and Banc One Securities in Chicago, Illinois (2001-2005). She is a registered broker and investment adviser in California and Michigan.
According to her BrokerCheck report, Kalomira Zangoulos is the subject of two customer complaints and one pending FINRA investigation.
- In 2014 Zangoulos was named in a FINRA investigation into allegations involving “structuring in [Zangoulos’] own personal checking account.” The investigation remains pending.
- In 2014 Kalomira Zangoulos voluntarily resigned from her position at JP Morgan following non-securities related allegations.
- In 2005 a customer alleged Kalomira Zangoulos, while employed at Banc One Securities, charged too much for a sales fee. The complaint settled for more than $13,700.
- In 2005 a customer alleged Kalomira Zangoulos, while employed at Banc One Securities, caused dissatisfaction with the sales charge on a mutual fund transaction. The complaint settled for more than $13,700.
If you or someone you know has complaints regarding Kalomira Zangoulos, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on contingency: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.
This information is based on publicly available documents provided by FINRA on March 21, 2016.