Kansas-based Nations Financial Group broker/adviser Brent Hoffman is the subject of settled or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Hoffman (CRD# 3082397).
Brent Hoffman has spent six years in the securities industry and has been registered with Nations Financial Group in Lawrence, Kansas since 2010. Previous registrations include MacArthur Strategies in Irvine, California (1999-2000) and Costa Mesa Securities in Irvine, California (1999). He is a registered broker and investment adviser with nineteen US states and territories: Alabama, Arizona, California, Colorado, Florida, Georgia, Illinois, Indiana, Kansas, Maryland, Minnesota, Missouri, Nebraska, New Mexico, Ohio, Oklahoma, South Carolina, Texas, and Washington.
According to his BrokerCheck report, Brent Hoffman is the subject of one customer complaint, one pending customer complaint, and one regulatory sanction.
In February 2016 a customer alleged Brent Hoffman, while employed at Nations Financial Group, failed to supervise and made unsuitable investment recommendations. The customer is seeking $250,000 in damages in the pending complaint.
In 2014 a customer alleged Brent Hoffman, while employed at Nations Financial Group, did not provide the services that were agreed upon. The complaint settled in August 2015 for $35,010, to which Mr. Hoffman individually contributed $35,010.
In 2000 the Pennsylvania Securities Commission sanctioned Brent Hoffman following allegations he offered for sale certain securities in violation of the registrations provision of the Pennsylvania Securities Act. He was issued a cease and desist order.
If you have lost money investing with Brent Hoffman, you may be entitled to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. Fitapelli Kurta takes every case on a contingency basis, which means Fitapelli Kurta only gets paid if and when you collect money. By law there may be a limited window to file your claim, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.
This information based on publicly available information provided by FINRA on March 28, 2016.