Michigan-based International Assets Advisory broker/adviser Shannan Denison is the subject of a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Denison (CRD# 44175730).
Shannan Denison has spent fourteen years in the securities industry and has been registered with International Assets Advisory in Grand Rapids, Michigan since 2013. Previous registrations include Ameriprise Financial Services in Grand Rapids, Michigan (2001-2011; 2012-2013) and IDS Life Insurance Company in Minneapolis, Minnesota (2001-2006). She is a registered broker and investment adviser with three US states: Florida, Michigan, and Oregon.
According to his BrokerCheck report, Shannan Denison is the subject of one customer complaint and was twice discharged from Ameriprise Financial Services.
In July 2015 a customer alleged Shannan Denison, while employed at Ameriprise Financial Services, unsuitably recommended he take five partial surrenders from two variable annuity policies so as to reinvest the proceeds in an Ameriprise account, which allegedly had “adverse impacts” on his annuity benefits. The complaint settled in December 2015 for $100,000, to which Mr. Denison individually contributed $14,999.
In 2013 Shannan Denison was discharged from Ameriprise Financial Services following allegations she “did not meet eligibility requirements at the time of hire.”
In 2011 Shannan Denison was discharged from Ameriprise Financial Services following allegations she violated company policy with respect to transferring client funds without prior client approval.
If you or someone you know has a complaint regarding Shannan Denison, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup losses. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.
This information is based on public documents provided by FINRA on March 31, 2016