California-based TradingBlock broker/adviser Anthony Emezium, also known as Cletus Emezium, is the subject of a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Emezium (CRD# 2692280).
Anthony Emezium has spent twenty years in the securities industry and has been registered with TradingBlock in Newbury Park, California since November 2015. Previous registrations include SCF Securities in Ternecula, California; Voya Financial Advisors in San Diego, California; LPL Financial in Murrieta, California; Wells Fargo Investments in Phoenix, Arizona; Chase Investment Services in Glendale, Arizona; and Charles Schwab & Company in Phoenix, Arizona. He is a registered broker and investment adviser with five US states: Arizona, California, Florida, Louisiana, Minnesota.
According to his BrokerCheck report, Anthony Emezium is the subject of one customer complaint and was discharged from SCF Securities and LPL Financial.
In November 2015 Anthony Emezium was discharged from SCF Securities following allegations he engaged in a “pattern of excessive trading.”
In January 2015 Anthony Emezium was discharged from LPL Financial following allegations he executed excessive equity trades in client accounts.
In 2007 a customer alleged Anthony Emezium, while employed at Chase Investment Services, failed to follow instructions. The complaint settled for more than $8,700.
If you or someone you know has complaints regarding Anthony Emezium, also known as Cletus Emezium, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on contingency: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.
This information based on publicly available documents provided by FINRA on April 13, 2016.