Former Maryland-based International Assets Advisory broker Sharon Fall has been permanently barred from acting as a broker and discharged from International Assets Advisory. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Fall (CRD# 2881765).
Sharon Fall has spent sixteen years in the securities industry and was most recently registered with International Assets Advisory in Annapolis, Maryland (2015-2016). Previous registrations include LPL Financial in Clarksville, Maryland (2007-2015); UVest Financial Services in Annapolis, Maryland (1999-2007); and GNA Securities in Richmond, Virginia (1997). She is currently not registered with any state or firm.
According to her BrokerCheck report, Sharon Fall is the subject of one regulatory sanction, and was discharged from International Assets Advisory and LPL Financial.
In March 2016 FINRA barred Sharon Fall after finding she failed to appear for requested on-the-record testimony connected to an investigation into allegations that she borrowed money from clients in violation of the policy of her former member firm, LPL Financial. She was permanently barred from the securities industry.
In February 2016 Sharon Fall was discharged from her position at International Assets Advisory following allegations she communicated with clients while she was awaiting registration approval in Maryland, in violation of firm policy.
In 2015 Sharon Fall was discharged from LPL Financial following allegations she borrowed money from a client in violation of firm policy.
In 2015 a customer alleged Sharon Fall, while employed at LPL Financial, recommended an unsuitable investment. The customer sought unspecified damages in the complaint, which was denied.
If you have lost money investing with Sharon Fall, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recover lost funds. All cases are taken on contingency: we only receive payment if and when you recover money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.
This information made public by FINRA on April 13, 2016.