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Jesse Griffin (LPL Broker) has Five Complaints

Jesse GriffinFlorida-based VSR Financial Services broker/adviser Jesse Griffin, Jr. is the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Griffin (CRD# 1165095).

Jesse Griffin has spent 32 years in the securities industry and has been registered with VSR Financial Services in Palm City, Florida since 2006. Previous registrations include ProEquities in Boynton Beach, Florida; Royal Alliance Associates in New York, New York; Integrated Resources Equity Corporation; American Express Financial Advisors; IDS Securities; and IDS Financial Services. He is a registered broker and investment adviser with eighteen US states and territories: California, Colorado, Connecticut, Florida, Georgia, Illinois, Kentucky, Maryland, Massachusetts, Montana, New Jersey, North Carolina, Oregon, Pennsylvania, South Carolina, Texas, Vermont, and Washington.

According to his BrokerCheck report, Jesse Griffin is the subject of five customer complaints.

In June 2015 a customer alleged Jesse Griffin, while employed at VSR Financial Services, recommended unsuitable investments in oil & gas interests, promissory notes, real estate interests, and other securities. The complaint settled for $52,000, to which Mr. Griffin individually contributed $10,000.

In 2014 a customer alleged Jesse Griffin, while employed at VSR Financial Services, recommended unsuitable investments. The complaint settled in February 2015 for $7,000, to which Mr. Griffin individually contributed $7,000.

In 2014 a customer alleged Jesse Griffin, while employed at VSR Financial Services, made an unsuitable investment recommendation, committed fraud, breached his fiduciary duty, and acted negligently. The complaint settled in June 2015 for $92,500, to which Mr. Griffin individually contributed $10,000.

In 2013 a customer alleged Jesse Griffin, while employed at VSR Financial Services, breached his fiduciary duty, misrepresented material facts, acted negligently, breached contract, and violated Arizona securities laws. The complaint settled for $77,500, to which Mr. Griffin individually contributed $10,000.

In 2011 a customer alleged Jesse Griffin, while employed at VSR Financial Services, committed fraud, misrepresented material facts related to an investment, breached his fiduciary duty, acted grossly negligent, violated industry rules, and violated the Maine Uniform Securities Act. The complaint settled in 2012 for $250,000, to which Mr. Griffin individually contributed $5,000.

If you have lost money investing with Jesse Griffin Jr., you may be entitled to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on contingency: Fitapelli Kurta only gets paid if and when you recover money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.

All information in this article made public by FINRA on April 18, 2016.