Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on April 27, 2016 indicate that Massachusetts-based Morgan Stanley broker Robert Wyman is the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Wyman (CRD# 1222282).
Robert Wyman has spent 32 years in the securities industry and has been registered with Morgan Stanley in Hyannis, Massachusetts since 2009. Previous registrations include Morgan Stanley & Company in Hyannis, Massachusetts (2007-2009); Morgan Stanley DW in Hyannis, Massachusetts (2007); Citigroup Global Markets in Hyannis, Massachusetts (1993-2007); and Lehman Brothers in New York, New York (1983-1993). He is a registered broker in Massachusetts.
According to his BrokerCheck report, Robert Wyman is the subject of two customer complaints and one pending customer complaint.
In October 2015, a customer alleged that Robert Wyman, while employed at Morgan Stanley, misrepresented and recommended unsuitable investments. The customer is seeking unspecified damages in the pending complaint.
In 2012, a customer alleged that Robert Wyman, while employed at Morgan Stanley, recommended unsuitable investments. The complaint settled in 2013 for $20,000.
In 2011, Robert Wyman filed for Chapter 13 bankruptcy in the United States Bankruptcy Court for the District of Massachusetts. He was ordered to pay monthly installments of $1,018 to a trustee in the action, which remains open.
In 1996, a customer alleged that Robert Wyman recommended unsuitable products. The complaint settled for $24,900, to which Mr. Wyman individually contributed $7,400.
If you or someone you know has a complaint regarding Robert Wyman, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup losses. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.