Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 11, 2016 indicate that Michigan-based Hantz Financial Services broker/adviser Charles Tourangeau is the subject of a pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Tourangeau (CRD# 4395024).
Charles Tourangeau has spent 14 years in the securities industry and has been registered with Hantz Financial Services in Clinton Township, Michigan since 2001. He has no previous registrations. He is a registered broker and investment adviser in 21 US states and territories: Arizona, California, Colorado, Florida, Georgia, Illinois, Indiana, Kansas, Kentucky, Louisiana, Maryland, Michigan, Minnesota, Missouri, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, and Virginia.
According to his BrokerCheck report, Charles Tourangeau has received one pending customer complaint.
In 2011, a customer alleged Charles Tourangeau, as a control person at Hantz Financial Services, acted negligently and violated the Michigan Uniform Securities Act in connection to the firm’s due diligence in the recommendation of a private placement investment in Medical Capital Corporation in May 2008. The customer is seeking $100,000 in damages in the pending complaint.
Charles Tourangeau’s member firm, Hantz Financial Services, has been the subject of one previous customer complaint, according to the firm’s BrokerCheck report.
In 2009, a customer alleged that Hantz Financial Services breached its fiduciary duty, misrepresented and omitted material facts related to an investment, breached contract, failed to supervise its representatives, and acted negligently. In 2010 complaint resulted in an award to the customer of $587,063.
If you have lost money investing with Charles Tourangeau or Hantz Financial Services, you may be able to recoup lost funds. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. Fitapelli Kurta accepts all cases on contingency: we only receive payment if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.