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John Tinnelly Facing Customer Complaints

John Tinnelly Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 16, 2016 indicate that New York-based Woodstock Financial Group broker John Tinnelly has received customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Tinnelly (CRD# 2342990).

John Tinnelly has spent 11 years in the securities industry and has been registered with Woodstock Financial Group in Hawthorne, New York since May 2015. Previous registrations include Woodstock Financial Group in Garden City, New York; Emerson Bennett & Associates in Fort Lauderdale, Florida; Fin-Atlantic Securities in Jupiter, Florida; Monroe Parker Securities in Purchase, New York; and Biltmore Securities in Fort Lauderdale Florida. Of his former employers, three have since been expelled by FINRA: Emerson Bennett & Associates, Monroe Parker Securities, and Biltmore Securities. He is a registered broker in five US states: Georgia, New York, North Carolina, Pennsylvania, and Washington.

According to his BrokerCheck report, John Tinnelly has received six customer complaints and two pending customer complaints.

In April 2015, a customer alleged that John Tinnelly, while employed at Woodstock Financial Group, churned the account, breached his fiduciary duty, executed unauthorized trades, acted negligently, breached contract, and misrepresented material facts. The customer is seeking damages exceeding $168,900 in the pending complaint.

In March 2015, a customer alleged that John Tinnelly, while employed at Woodstock Financial Group, churned the account, made unsuitable recommendations, executed unauthorized trades, and committed fraud. The customer is seeking $118,375 in damages in the pending complaint.

In 2013, a customer alleged that John Tinnelly, while employed at Woodstock Financial Group, executed undisclosed mark-ups and markdowns, committed fraud, breached his fiduciary duty, executed unauthorized trades, engaged in unscrupulous trading, and churned investments. The complaint settled in 2014 for $125,000.

In 1999, a customer alleged that John Tinnelly, while employed at Monroe Parker Securities, misrepresented material facts. The complaint settled in 2000 for $97,563.

In 1998, a customer alleged that John Tinnelly, while employed at Monroe Parker Securities, breached his fiduciary duty and acted negligently. The complaint settled for $35,000.

In 1998, a customer alleged that John Tinnelly, while employed at Monroe Parker Securities, misrepresented material facts, made unsuitable investment recommendations, omitted material facts, and breached his fiduciary duty. The complaint settled for $225,000.

In 1997, a customer alleged that John Tinnelly, while employed at Monroe Parker Securities, breached his fiduciary duty, misrepresented and omitted material facts related to an investment, and made unsuitable investment recommendations. The complaint settled in 1998 for $62,500.

If you have lost money investing or have complaints regarding John Tinnelly, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be qualified to recover your losses. All cases are taken on contingency: we only get paid if and when you recover money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.