Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 16, 2016 indicate that Arizona-based Wells Fargo broker/adviser Travis Dillard has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Dillard (CRD# 1741428).
Travis Dillard has spent 28 years in the securities industry and has been registered with Wells Fargo Advisors in Tucson, Arizona since August 2015. Previous registrations include Morgan Stanley in Tucson, Arizona; Morgan Stanley & Company in Tucson, Arizona; Morgan Stanley DW in Tucson, Arizona; Citigroup Global Markets in New York, New York; Sutro & Company in San Francisco, California; and Prudential-Bache Securities in New York, New York. He is a registered broker and investment adviser with 29 US states and territories.
According to his BrokerCheck report, Travis Dillard has received three customer complaints.
In 2009, a customer alleged Travis Dillard, while employed at Morgan Stanley & Company, recommended an unsuitable hedge fund investment. The complaint settled in 2012 for $10,000.
In 2009, a customer alleged Travis Dillard, while employed at Morgan Stanley, did not properly manage her account. The complaint settled in 2011 for $50,000.
In 2003, a customer alleged Travis Dillard, while employed at Salomon Smith Barney, breached his fiduciary duty, made unsuitable recommendations, acted negligently, committed fraud, failed to follow instructions, and failed to supervise. The complaint settled in 2004 for $97,500.
If you have lost money investing with Travis Dillard, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 without delay. You may be entitled to recoup your losses. We accept all cases on contingency: Fitapelli Kurta only gets paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.