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Allan Yarkin Has Six Customer Complaints

 Allan Yarkin Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 16, 2016 indicate that Florida- and Massachusetts-based UBS Financial Services broker/adviser Allan Yarkin has been the subject of numerous customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Yarkin (CRD# 809579).

Allan Yarkin has spent 40 years in the securities industry and has been registered with UBS Financial Services in Lenox, Massachusetts and Aventura, Florida since 2013. Previous registrations include Morgan Stanley in Aventura, Florida; Citigroup Global Markets in Aventura, Florida; Lehman Brothers in New York, New York; Loeb Partners; Dean Witter Reynolds; and Dean Witter & Company. He is a registered broker and investment adviser with 31 US states and territories.

According to his BrokerCheck report, Allan Yarkin has received six customer complaints.

In 2012, a customer alleged Allan Yarkin, while employed at Citigroup Global Markets, recommended unsuitable investments. The complaint, in which Mr. Yarkin was not a respondent, settled in 2014 for $400,000.

In 2009, a customer alleged Allan Yarkin, while employed at Citigroup Global Markets, misrepresented material facts. The complaint settled in 2010 for $275,500.

In 2009, a customer alleged Allan Yarkin, while employed at Citigroup Global Markets, misrepresented material facts related to an investment. The complaint settled in 2010 for $178,500.

In 2009, a customer alleged Allan Yarkin, while employed at Citigroup Global Markets, misrepresented the risks associated with an alternative investment. The complaint settled in 2010 for $150,000.

In 1991 a customer alleged Allan Yarkin, while employed at Shearson Lehman Brothers, acted negligently, breached his fiduciary duty, negligently supervised an account, and committed fraud. The complaint resulted in an award to the customer of $15,250.

In 1991, a customer alleged Allan Yarkin, while employed at Shearson Lehman Hutton, misrepresented and omitted material facts related to an investment, acted negligently, and breached his fiduciary duty. The complaint resulted in an award to the customer of more than $71,000.

If you or someone you know has complaints regarding Allan Yarkin, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on contingency: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.